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MC

Michael A. Cordaro

KPMG CORPORATE FINANCE LLC
New York, NY 10019
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CRD#: 6910611
MC

Professional summary


Michael Anthony Cordaro is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Anthony Cordaro's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 23, 2019 - Present

KPMG CORPORATE FINANCE LLC

Office #1: 1350 Avenue Of Americas 10th Floor, New York, NY 10019
BD
CRD#: 103973
New York, NY
Past

February 22, 2018 - February 13, 2019

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

BD
CRD#: 41461
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/23/2019)
RR
Arkansas
(4/23/2019)
RR
California
(4/23/2019)
RR
Colorado
(4/23/2019)
RR
Connecticut
(4/23/2019)
RR
Delaware
(4/23/2019)
RR
District of Columbia
(4/23/2019)
RR
Florida
(4/23/2019)
RR
Georgia
(4/23/2019)
RR
Illinois
(4/23/2019)
RR
Indiana
(4/23/2019)
RR
Iowa
(4/23/2019)
RR
Kentucky
(4/23/2019)
RR
Louisiana
(4/23/2019)
RR
Maryland
(4/23/2019)
RR
Massachusetts
(4/23/2019)
RR
Michigan
(4/23/2019)
RR
Minnesota
(4/23/2019)
RR
Mississippi
(4/23/2019)
RR
Missouri
(4/23/2019)
RR
Nevada
(4/23/2019)
RR
New Jersey
(4/23/2019)
RR
New York
(4/23/2019)
RR
North Carolina
(4/23/2019)
RR
Ohio
(4/23/2019)
RR
Oregon
(4/23/2019)
RR
Pennsylvania
(4/23/2019)
RR
Rhode Island
(4/23/2019)
RR
Tennessee
(11/14/2019)
RR
Texas
(4/23/2019)
RR
Vermont
(4/23/2019)
RR
Virginia
(4/23/2019)
RR
Washington
(4/23/2019)
RR
West Virginia
(4/23/2019)
RR
Wisconsin
(4/23/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 2/10/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 3/1/2018
Corporate Securities Limited Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KC
KPMG CORPORATE FINANCE LLC
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC

CRD#: 103973 / SEC#: , 8-52462

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Phone number
(312) 665-3100
Established
Delaware since 02/08/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KPMG LLPOWNER
BROKMEIER, REBECCA EWINGPRESIDENT4704333
IZAGUIRRE, ALFREDOCHIEF COMPLIANCE OFFICER2055065
OZTAN, EROL MURATFINOP, PRINCIPAL FINANCIAL OFFICER5493662

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KPMG CORPORATE FINANCE LLC

CRD#: 103973New York, NY 10019

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