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SS

Scott Samford

MONEY CONCEPTS CAPITAL
Mandeville, LA 70471
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CRD#: 6910584
SS
Scott SamfordMONEY CONCEPTS CAPITAL

Professional summary

Scott Samford, who also goes by Scott Samford, Scott M Samford, Scott Michael Samford, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Mandeville, Louisiana.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Scott has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Aliases

Scott Samford | Scott M Samford | Scott Michael Samford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Samford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Scott Samford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2026 - Present

MONEY CONCEPTS CAPITAL CORP

Office #1: 105 Beau Chene Blvd Ste E, Mandeville, LA 70471
RIA
BD
CRD#: 12963
Mandeville, LA
Current

June 15, 2026 - Present

MONEY CONCEPTS CAPITAL CORP

Office #1: 105 Beau Chene Blvd Ste E, Mandeville, LA 70471
RIA
BD
CRD#: 12963
Mandeville, LA
Past

November 14, 2024 - June 25, 2026

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
FORT MILL, SC
Past

November 14, 2024 - June 25, 2026

LPL ENTERPRISE, LLC

BD
CRD#: 8733
FORT MILL, SC
Past

September 1, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Covington, LA
Past

September 1, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Covington, LA
Past

March 30, 2022 - August 10, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MANDEVILLE, LA
Past

March 30, 2022 - August 10, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MANDEVILLE, LA
Past

June 9, 2021 - February 1, 2022

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
METAIRIE, LA
Past

February 12, 2020 - February 1, 2022

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
METAIRIE, LA
Past

August 8, 2018 - November 26, 2019

NYLIFE SECURITIES LLC

BD
CRD#: 5167
COVINGTON, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)
Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(6/15/2026)
IAR
Louisiana
(6/25/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/2/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/14/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/8/2018
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)
Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MONEY CONCEPTS ADVISORY SERVICE FORM ADV PART 2A (3/20/2025)

Direct owners and executive officers

NamePositionCRD#
MONEY CONCEPTS INTERNATIONAL, INCOWNS 100% OF MONEY CONCEPTS CAPITAL CORP.
BARNETT, CHERYL MORRISVICE PRESIDENT | COMPLIANCE OFFICER1795785
MATOS, LIZA MARIAVICE PRESIDENT | COMPLIANCE OFFICER4371969
RITTMAN, BARRY RICHARDVICE PRESIDENT | CHIEF FINANCIAL OFFICER1997994
WALSH, DENIS STEPHENPRESIDENT | CHIEF EXECUTIVE OFFICER1124278
WALSH, JAMES EDWARDVICE PRESIDENT | ADVERTISING AND COMMUNICATIONS2275368
WALSH, MARY THERESESR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER2829444

Regulatory assets under management

Total Number of Accounts14,898
AUM (Assets Under Management)$ 3,328,625,395

Disclosures

Regulatory Event8
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963Mandeville, LA 70471

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