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AR

Angelina Q. Rao

EASTGATE SECURITIES
NEW YORK, NY 10005
Some features on this profile are disabled
CRD#: 6910117
AR

Professional summary

Angelina Qin Rao, who also goes by Angelina Rao, Qin Rao, is a registered financial professional currently at EASTGATE SECURITIES, LLC located in New York, New York.

Angelina is registered as a RR (Registered Representative) and started their career in finance in 2022. Angelina has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Angelina Rao | Qin Rao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Angelina Qin Rao's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 19, 2022 - Present

EASTGATE SECURITIES, LLC

Office #1: 40 Wall Street Ste 2931, New York, NY 10005
BD
CRD#: 146671
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/29/2025)
RR
Florida
(5/29/2025)
RR
New York
(5/29/2025)
RR
Texas
(5/29/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/23/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/19/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/20/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EASTGATE SECURITIES, LLC
EASTGATE SECURITIES, LLC | J. STREICHER CAPITAL LLC | J. STREICHER CAPITAL

CRD#: 146671 / SEC#: , 8-67837

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street Ste 2931, New York, NY 10005
Mailing Address
40 Wall Street Suite 2931, New York, NY 10005
Phone number
(212) 372-7533
Established
Delaware since 07/20/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RAO, ANGELINA QINOWNER / CEO/CFO
EASTGATE FUNDSMINORITY OWNER
ONESTO, RICHARD ERNESTFINOP2453096
POLLARD, DONALD ROBERTCCO2181631

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EASTGATE SECURITIES, LLC

CRD#: 146671New York, NY 10005

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