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Aaron Dessen

Aaron Dessen

PAYNE CAPITAL MANAGEMENT
Penn Valley, PA
Some features on this profile are disabled
CRD#: 6909889
Aaron Dessen

Professional summary

Aaron Dessen, CFP® is a registered financial advisor currently at PAYNE CAPITAL MANAGEMENT, LLC located in Penn Valley, Pennsylvania.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Aaron has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Dessen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

February 2, 2018 - Present

PAYNE CAPITAL MANAGEMENT, LLC

Office #2: 564 Skippack Pike, Blue Bell, PA 19422
RIA
CRD#: 147119
Penn Valley, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PAYNE CAPITAL MANAGEMENT, LLC
PAYNE CAPITAL MANAGEMENT, LLC | YANKEE ADVISORS, LLC

CRD#: 147119 / SEC#: 801-69261

RIA
Registered Investment Advisory firm - (6/19/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/6/2018)
IAR
New Jersey
(11/9/2020)
IAR
Pennsylvania
(2/2/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/2018
Uniform Investment Adviser Law Examination

Current Firm

PC
PAYNE CAPITAL MANAGEMENT, LLC
PAYNE CAPITAL MANAGEMENT, LLC | YANKEE ADVISORS, LLC

CRD#: 147119 / SEC#: 801-69261

RIA
Registered Investment Advisory firm - (6/19/2008 Approved)
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Contact information

Main Address
231 West 29th Street Suite 1002, New York, NY 10001
Mailing Address
Phone number
(646) 461-7670
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts4,048
AUM (Assets Under Management)$ 1,207,479,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAYNE CAPITAL MANAGEMENT, LLC

CRD#: 147119Penn Valley, PA

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