Scott Lam
MG&A WEALTH
Plantation, FL 33324
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CRD#: 6909770
Professional summary
Scott Lam, CFP® is a registered financial advisor currently at MG&A WEALTH located in Plantation, Florida and STONEX SECURITIES INC. located in Plantation, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Scott has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed Insurance Agent Nature of Business: Life, health, annuity insurance sales Investment Related: Yes Title: Insurance Agent Duties: Licensed to sell insurance products Start Date: 8/2/2017 Hours Devoted to Business: 0-5 Hours Devoted to Business during Market Hours: 0-5 2) Meg Green Inc. RIA dba MG&A Wealth 8151 Peters Road Suite 3200 Plantation, Florida 33324 Nature of Business: Investment Advisor Investment Related: Yes Title: Investment Advisor with Meg Green Inc. RIA Duties: Provide investment advice for clients Start Date: 08/07/2019 Hours Devoted to Business: 150 Hours Devoted to Business during Marketing Hours: 7 3) FIKA Home LLC - 5032 NW 66th Drive, Coral Springs, Florida 33067 Nature of Business: We are making and selling candles as well as other home d�cor. Investment Related: No Business Position: Owner/Manager Business Duties: Assist with managing the business. Mostly focusing on the financials and managing the website. Business Start Date: 08/21/2023 Approximately 40 hours spent on this OBA monthly, with zero during market hours. 4) MG&A Tax LLC - 8151 Peters Road Suite #3200, Plantation, FL 33324 Nature of Business: Tax preparation for clients. Investment Related: No Business Position: Managing Director/Authorized Member Business Duties: Tax preparation Business Start Date: 10/19/2023 Approximately 20 hours spent on this OBA monthly, with 2 hours/daily during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Lam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
August 7, 2019 - Present
MG&A WEALTH
Office #1: 8151 Peters Road Suite 3200, Plantation, FL 33324RIA
CRD#: 284866
Plantation, FL
Current
May 9, 2019 - Present
STONEX SECURITIES INC.
Office #1: 8151 Peters Road Suite 3200, Plantation, FL 33324BD
CRD#: 18456
Plantation, FL
Past
March 20, 2018 - September 7, 2018
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
New York, NY
Past
February 17, 2018 - September 7, 2018
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MG&A WEALTH
MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH
CRD#: 284866 / SEC#: 801-108236
RIA
Registered Investment Advisory firm - (8/8/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/9/2019)
IAR
Florida(8/7/2019)
RR
New York(4/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MG&A WEALTH
MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH
CRD#: 284866 / SEC#: 801-108236
RIA
Registered Investment Advisory firm - (8/8/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8151 Peters Road Suite 3200, Plantation, FL 33324
Mailing Address
Phone number
(954) 289-9000
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,521 |
| AUM (Assets Under Management) | $ 801,711,866 |
Red Flags
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Company Information
MG&A WEALTH
CRD#: 284866Plantation, FL 33324TRUST BUT VERIFY
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