Scott Lam

MG&A WEALTH

Plantation, FL 33324

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CRD#: 6909770

Professional summary

Scott Lam, CFP® is a registered financial advisor currently at MG&A WEALTH located in Plantation, Florida and STONEX SECURITIES INC. located in Plantation, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Scott has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Lam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

August 7, 2019 - Present

MG&A WEALTH

Office #1: 8151 Peters Road Suite 3200, Plantation, FL 33324

RIA

CRD#: 284866

Plantation, FL

Current

May 9, 2019 - Present

STONEX SECURITIES INC.

Office #1: 8151 Peters Road Suite 3200, Plantation, FL 33324

CRD#: 18456

Plantation, FL

Past

March 20, 2018 - September 7, 2018

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

New York, NY

Past

February 17, 2018 - September 7, 2018

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MG&A WEALTH

MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH

CRD#: 284866 / SEC#: 801-108236

RIA

Registered Investment Advisory firm - (8/8/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/9/2019)

IAR

Florida
(8/7/2019)

New York
(4/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MG&A WEALTH

MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH

CRD#: 284866 / SEC#: 801-108236

RIA

Registered Investment Advisory firm - (8/8/2016 Approved)

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Contact information

Main Address

8151 Peters Road Suite 3200, Plantation, FL 33324

Mailing Address

Phone number

(954) 289-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MG&A WEALTH PART 2A DISCLOSURE BROCHURE (9/18/2025)

Regulatory assets under management

Total Number of Accounts	1,521
AUM (Assets Under Management)	$ 801,711,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott Lam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Lam's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

Primary Firm SEC Registration

MG&A WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2018

SIE

Date: 9/7/2018

Series 7

Date: 2/17/2018

Series 24

Date: 5/30/2024

FINRA

Current Firm

MG&A WEALTH

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MG&A WEALTH

TRUST BUT VERIFY

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