Kyle M. Landis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Matthew Landis was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2018. Kyle had worked at 4 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2020 - June 28, 2024
PHOENIX IB
September 14, 2018 - January 21, 2020
HIGHTOWER ADVISORS, LLC
August 20, 2018 - January 21, 2020
HIGHTOWER SECURITIES, LLC
February 5, 2018 - April 27, 2018
CETERA INVESTMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/6/2020
Investment Banking Registered Representative ExaminationCurrent Firm
PHOENIX IB
CRD#: 132710 / SEC#: , 8-66628
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
