Amy B. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Bradley Burns, who also goes by Amy Lynn Bradley, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2018. Amy had worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2018 - July 16, 2020
HBK GLOBAL SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HBK GLOBAL SECURITIES L.P.
CRD#: 120579 / SEC#: , 8-65316
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HBK SECURITIES LP INC. | LIMITED PARTNER | |
| BURKHARDT, RICHARD HENRY | FINOP | 5440286 |
| GODVIN, MARK DAVID | VICE PRESIDENT, MEMBER OF OVERSIGHT COMMITTEE | 1189421 |
| HARRIS, HEATHER LYNNE MS. | MEMBER OF OVERSIGHT COMMITTEE | 4144805 |
| HBK SECURITIES GP INC. | GENERAL PARTNER | |
| MATHIS, GAYLA LYNETTE | CEO | 2775669 |
| OSBURN, ALISON LARAINE | CHIEF COMPLIANCE OFFICER | 5778391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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