Benjamin Harris

PURPOSEPATH CAPITAL

O'Fallon, MO 63366

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CRD#: 6909308

Professional summary

Benjamin Harris, who also goes by Benjamin Harris, Ben D Harris, Benjamin Dale Harris, is a registered financial advisor currently at PURPOSEPATH CAPITAL, LLC located in O'fallon, Missouri.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Benjamin has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin Harris | Ben D Harris | Benjamin Dale Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2026 - Present

PURPOSEPATH CAPITAL, LLC

Office #1: 225 S. Main Street, O'fallon, MO 63366

RIA

CRD#: 315556

O'Fallon, MO

Past

January 20, 2026 - March 3, 2026

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

ST. LOUIS, MO

Past

February 15, 2024 - December 4, 2025

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Chesterfield, MO

Past

January 9, 2024 - December 4, 2025

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

October 4, 2022 - July 27, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CLEARWATER, FL

Past

February 7, 2022 - August 8, 2022

LPL FINANCIAL LLC

CRD#: 6413

CLAYTON, MO

Past

January 1, 2020 - February 6, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

Chesterfield, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(4/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/14/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/27/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/9/2019

Securities Industry Essentials Examination

Current Firm

PURPOSEPATH CAPITAL, LLC

CRD#: 315556 / SEC#:

Illinois

Registered Investment Advisory firm - (3/9/2022 Approved)

Missouri

Registered Investment Advisory firm - (8/25/2021 Approved)

New York

Registered Investment Advisory firm - (12/13/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/2/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

636 Hampshire Street Suite 205, Quincy, IL 62305

Mailing Address

Phone number

(888) 507-8158

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	385
AUM (Assets Under Management)	$ 65,985,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURPOSEPATH CAPITAL, LLC

FOUNDATIONS INVESTMENT ADVISORS LLC

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2024

Series 63

Date: 1/14/2020

Series 6TO

Date: 12/27/2019

SIE

Date: 12/9/2019

Current Firm

PURPOSEPATH CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PURPOSEPATH CAPITAL, LLC

TRUST BUT VERIFY

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