CT
Catherine S. Teichert
PANORAMIC INVESTMENT ADVISORS
SHERIDAN, WY
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CRD#: 6909210
CT
Professional summary
Catherine Smith Teichert is a registered financial advisor currently at PANORAMIC INVESTMENT ADVISORS located in Sheridan, Wyoming.
Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Catherine has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. YMCA. Not investment Related. Sheridan, WY. Board of Directors. Treasurer and Chairman of Finance Committee. Start Date: 08/2013. 0 hrs/during security trading hours. 5 hrs/month outside of securities trading hours. Check Writing Authority.; 2. Integrated Compliance Advisors. Not Investment Related. Boulder, Co. Senior Lead Compliance Consultant. Start Date: 09/2023. Regulatory Compliance Consulting. 40 hrs/wk during securities trading hours. 0 hrs/mnth outside of securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Smith Teichert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2024 - Present
PANORAMIC INVESTMENT ADVISORS
RIA
CRD#: 290770
SHERIDAN, WY
Past
September 25, 2019 - January 19, 2023
FRONTIER ASSET MANAGEMENT, LLC
RIA
CRD#: 109910
SHERIDAN, WY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PANORAMIC INVESTMENT ADVISORS
AVALON RETIREMENT, INC. | PANORAMIC INVESTMENT ADVISORS, LLC | PANORAMIC INVESTMENT ADVISORS | INSIGHT ASSET MANAGEMENT | HAFNER AND ASSOCIATES, LLC | FINANCIAL PARTNERS, LLC
CRD#: 290770 / SEC#: 801-112146
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wyoming(3/8/2024)
Exams
Current Firm
PI
PANORAMIC INVESTMENT ADVISORS
AVALON RETIREMENT, INC. | PANORAMIC INVESTMENT ADVISORS, LLC | PANORAMIC INVESTMENT ADVISORS | INSIGHT ASSET MANAGEMENT | HAFNER AND ASSOCIATES, LLC | FINANCIAL PARTNERS, LLC
CRD#: 290770 / SEC#: 801-112146
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
650 South Cherry Street, Suite 840, Glendale, CO 80246
Mailing Address
Phone number
(303) 691-1808
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 292,521,348 |
Red Flags
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