George Lertpatanakul

GOLDSTONE FINANCIAL GROUP

Oakbrook Terrace, IL 60181

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CRD#: 6909102

Professional summary

George Lertpatanakul, CFP®, who also goes by Goragot Lertpatanakul, is a registered financial advisor currently at GOLDSTONE FINANCIAL GROUP, LLC located in Oakbrook Terrace, Illinois.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. George has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Goragot Lertpatanakul

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*LAKESHORE FINANCIAL GROUP,1 N FRANKLIN STREET,SUITE 3450,CHICAGO,IL 60606,01/26/2024,INV REL,ONGOING,INSURANCE,AGENT,DURING TRD/HRS,40 HRS/WK*NATIONAL LIFE,1 N FRANKLIN STREET,SUITE 3450,CHICAGO,IL 60606,01/26/2024,INV REL,DURING TRD/HRS,ONGOING,INSURANCE,AGENT,40 HRS/WK*H&R BLOCK,1434 S MILWAUKEE AVE,LIBERTYVILLE, IL 60048,NOT INV REL,01/15/2024,SEASONAL/JANUARY - APRIL,INCOME TAX REURN PREPARATION,MASTER TAX ADVISOR,0%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Lertpatanakul's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 18, 2025 - Present

GOLDSTONE FINANCIAL GROUP, LLC

Office #1: 18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181

RIA

CRD#: 222520

Oakbrook Terrace, IL

Past

November 6, 2024 - February 17, 2025

STRIDE INVESTMENTS, LLC

RIA

CRD#: 167037

CHICAGO, IL

Past

February 7, 2024 - October 21, 2024

EQUITY SERVICES, INC.

RIA

CRD#: 265

OAKBROOK TERRACE, IL

Past

February 7, 2024 - October 21, 2024

EQUITY SERVICES, INC.

CRD#: 265

OAKBROOK TERRACE, IL

Past

October 18, 2022 - December 31, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Downers Grove, IL

Past

October 17, 2022 - December 31, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

Downers Grove, IL

Past

February 22, 2021 - October 12, 2022

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Barrington, IL

Past

February 22, 2021 - October 12, 2022

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Barrington, IL

Past

May 29, 2018 - November 5, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CHICAGO, IL

Past

April 2, 2018 - November 5, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDSTONE FINANCIAL GROUP, LLC

CRD#: 222520 / SEC#: 801-99350

RIA

Registered Investment Advisory firm - (6/5/2015 Approved)

Illinois

Registered Investment Advisory firm - (1/20/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/30/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/29/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/6/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/2/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GOLDSTONE FINANCIAL GROUP, LLC

CRD#: 222520 / SEC#: 801-99350

RIA

Registered Investment Advisory firm - (6/5/2015 Approved)

Illinois

Registered Investment Advisory firm - (1/20/2016 Terminated)

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Contact information

Main Address

18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181

Mailing Address

Phone number

(630) 620-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A-GOLDSTONE FINANCIAL GROUP, LLC (6/2/2025)

GOLDSTONE FINANCIAL GROUP, LLC WRAP FEE PROGRAM (3/31/2025)

Regulatory assets under management

Total Number of Accounts	4,083
AUM (Assets Under Management)	$ 917,456,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George Lertpatanakul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Lertpatanakul's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRIDE INVESTMENTS, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

GOLDSTONE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/30/2018

Series 65

Date: 5/29/2018

Series 7TO

Date: 9/6/2023

SIE

Date: 10/1/2018

Series 6

Date: 4/2/2018

Current Firm

GOLDSTONE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDSTONE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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