Edward E. Dockray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Eugene Dockray was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1981. Edward had worked at 7 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 1989 - May 17, 1989
JONATHAN ALAN & CO., INC.
November 18, 1986 - December 21, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
May 9, 1986 - October 10, 1986
J. T. MORAN & CO., INC.
August 6, 1984 - May 17, 1986
EASTERN CAPITAL SECURITIES, INC.
February 25, 1983 - March 14, 1985
EASTERN CAPITAL CORPORATION
June 25, 1982 - October 26, 1982
ROONEY, PACE INC.
November 5, 1981 - April 6, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/1/1972
Registered Representative ExaminationCurrent Firm
JONATHAN ALAN & CO., INC.
CRD#: 15914 / SEC#: , 8-32952
Contact information
Documents
Red Flags
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