Nicholas F. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Frederick Olson, who also goes by Nicholas Olson, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2021. Nicholas had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - September 28, 2021
ARIVE CAPITAL MARKETS
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 2/22/2021
General Securities Representative ExaminationCurrent Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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