Erik D. Hasselquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik David Hasselquist, who also goes by Erik David Hasselquist, Erik Hasselquist, was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 2018. Erik had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2023 - March 5, 2024
PETROS FAMILY WEALTH, LLC
August 16, 2019 - February 27, 2023
WELLS FARGO CLEARING SERVICES, LLC
July 10, 2019 - February 27, 2023
WELLS FARGO CLEARING SERVICES, LLC
June 18, 2018 - October 12, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
PETROS FAMILY WEALTH, LLC
CRD#: 324059 / SEC#: 801-126983
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/10/2019
General Securities Representative ExaminationCurrent Firm
PETROS FAMILY WEALTH, LLC
CRD#: 324059 / SEC#: 801-126983
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,356 |
| AUM (Assets Under Management) | $ 274,482,313 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
