SM
Stephanie K. Mettille
AVANTAX PLANNING PARTNERS
Dubuque, IA 52002
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CRD#: 6908751
SM
Professional summary
Stephanie Kay Mettille, who also goes by Stephanie Kay Bohlen, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Dubuque, Iowa.
Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephanie has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephanie Kay Bohlen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Partner & Accountant with Honkamp Krueger & Co., P.C., a regional CPA firm. I am located at 2345 JFK Rd, Dubuque, IA 52002. I have been with HK&Co. since October of 2010. I work approximately 160 hours a month. I provide services that are typical of public accounting, including tax services, consulting, and account services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am the treasurer of the non-profit board of Mental Health America of Dubuque County (MHA). MHA is not investment-related. It is a Section 501(c)(3) non-profit and its address is P.O. Box 283 Dubuque Iowa IA 52004. I have been the treasurer of the board since May 2017. I handle the finances including paying bills and depositing donations received. I devote approximately 10 hours per month to MHA, mostly during non-securities trading hours. 2) HOLY FAMILY CATHOLIC SCHOOL FINANCE COMMITTEE POSITION: Board Committee Member NATURE: The finance committee for the Holy Family Catholic Schools Board serves to review and approve financial decisions for the school system. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2023 ADDRESS: 2005 Kane Street, Dubuque IA 52001, United States DESCRIPTION: As a board member, we review monthly financial statements, approve large purchase transactions and provide an opinion on current and future financial decisions for the school system. I am involved in discussions related to financial decisions, however, abstain from voting. I understand that I will have to abstain from any investment decision making and I am aware that I cannot be involved in any recommendation or any investment activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Kay Mettille's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2018 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 2345 Jfk Road, Dubuque, IA 52002RIA
CRD#: 106237
Dubuque, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(2/5/2018)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
