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LJ

Ledly S. Jennings

CAPROCK WEALTH MANAGEMENT
LITTLE ROCK, AR 72211
CRD#: 6908674
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LJ
Ledly Stock JenningsCAPROCK WEALTH MANAGEMENT

Professional summary

Ledly Stock Jennings, who also goes by Ledly Jennings, is a registered financial advisor currently at CAPROCK WEALTH MANAGEMENT located in Little Rock, Arkansas.

Ledly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ledly has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ledly Jennings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ledly Stock Jennings's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2026 - Present

CAPROCK WEALTH MANAGEMENT

Office #1: 10809 Executive Center Drive Suite 310, Little Rock, AR 72211
RIA
CRD#: 333678
LITTLE ROCK, AR
Past

June 13, 2018 - July 9, 2021

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(6/16/2026)
IAR
Texas
(6/16/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/13/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/11/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2018
General Securities Representative Examination

Current Firm

CW
CAPROCK WEALTH MANAGEMENT
CAPITAL ROCK WEALTH MANAGEMENT | CAPROCK WEALTH MANAGEMENT LLC | CAPROCK WEALTH MANAGEMENT LIMITED LIABILITY COMPANY | CAPROCK WEALTH MANAGEMENT

CRD#: 333678 / SEC#:

Arkansas
Registered Investment Advisory firm - (1/2/2025 Approved)
Texas
Registered Investment Advisory firm - (3/28/2025 Approved)
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Contact information

Main Address
10809 Executive Center Drive Plaza 8, Little Rock, AR 72211
Mailing Address
Phone number
(501) 830-5588
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPROCK WEALTH MANAGEMENT

CRD#: 333678Little Rock, AR 72211

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