Holly D. Kelley

HPS SOLUTIONS LLC

Lakeland, FL 33803

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CRD#: 6908542

Professional summary

Holly Day Kelley, who also goes by Holly Day Swartz, Holly D Kelley, is a registered financial advisor currently at HPS SOLUTIONS LLC located in Lakeland, Florida.

Holly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Holly has worked at 3 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Holly Day Swartz | Holly D Kelley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hamic Previte & Sturwold PA; Not an investment related business; Located at 1905 S Florida Ave Lakeland, FL 33803; Tax and accounting service business; employee; Prepare tax returns, give tax advice, provide accounting service and accounting consulting; 40 hours per week 52 weeks a year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Day Kelley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2022 - Present

HPS SOLUTIONS LLC

Office #1: 1905 S Florida Ave, Lakeland, FL 33803

RIA

CRD#: 319461

Lakeland, FL

Past

January 4, 2021 - May 3, 2021

CORE WEALTH ADVISORS, INC.

RIA

CRD#: 174386

LAKELAND, FL

Past

September 28, 2018 - January 17, 2019

CPS INVESTMENT ADVISORS

RIA

CRD#: 104914

LAKELAND, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/10/2020

Securities Industry Essentials Examination

Current Firm

HPS SOLUTIONS LLC

CRD#: 319461 / SEC#:

Florida

Registered Investment Advisory firm - (10/20/2022 Approved)

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Contact information

Main Address

1905 S Florida Ave, Lakeland, FL 33803

Mailing Address

Phone number

(863) 682-5151

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Holly D. Kelley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Day Kelley's CRS (Customer Relationship Summary).

Certified licenses

Experience

HPS SOLUTIONS LLC

CORE WEALTH ADVISORS, INC.

CPS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2018

SIE

Date: 1/10/2020

Current Firm

HPS SOLUTIONS LLC

Contact information

Documents

Red Flags

Company Information

HPS SOLUTIONS LLC

TRUST BUT VERIFY

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