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Yim Ming Ng
CONFIDENCE WEALTH MANAGEMENT
Los Angeles, CA
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CRD#: 6908451
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Professional summary
Yim Ming Ng, who also goes by Jenny Ng, is a registered financial advisor currently at CONFIDENCE WEALTH MANAGEMENT, INC. located in Los Angeles, California.
Yim Ming is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Yim Ming has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jenny Ng
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of outside business: Caregiving for family member; Is the business investment related: No; Location of the business: 2357 Westcott Ave Monterey Park CA 91754 USA; Description of the business: Caregiving for family member through IHSS; Position Title: Caregiver; Responsibilities Duties: Caregiving; Start date with business: 2023-07-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 33; Percentage of total yearly compensation expected to be derived from the business: 6.8; Will an IRS form for income earned be received: Yes;
CRS (Client Relationship Summary) - RIA
Click below to view Yim Ming Ng's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2018 - Present
CONFIDENCE WEALTH MANAGEMENT, INC.
RIA
CRD#: 127383
Los Angeles, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONFIDENCE WEALTH MANAGEMENT, INC.
CONFIDENCE WEALTH MANAGEMENT, INC. | PLJ ADVISORS LLC | PLJ ADVISORS | PARSON LATIMER & JUDGE, LLC. | PARSON LATIMER & JUDGE LLC | PARSON LATIMER & JUDGE | NATIONAL RETIREMENT COUNSELORS | NATIONAL RETIREMENT COUNSELING | CONFIDENCE WEALTH MANAGEMENT, LLC
CRD#: 127383 / SEC#: 801-122368
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)California
Registered Investment Advisory firm - (1/16/2022 Terminated)Nevada
Registered Investment Advisory firm - (1/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/14/2018)
IAR
Nevada(2/3/2021)
Current Firm
CW
CONFIDENCE WEALTH MANAGEMENT, INC.
CONFIDENCE WEALTH MANAGEMENT, INC. | PLJ ADVISORS LLC | PLJ ADVISORS | PARSON LATIMER & JUDGE, LLC. | PARSON LATIMER & JUDGE LLC | PARSON LATIMER & JUDGE | NATIONAL RETIREMENT COUNSELORS | NATIONAL RETIREMENT COUNSELING | CONFIDENCE WEALTH MANAGEMENT, LLC
CRD#: 127383 / SEC#: 801-122368
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)California
Registered Investment Advisory firm - (1/16/2022 Terminated)Nevada
Registered Investment Advisory firm - (1/17/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024
Mailing Address
Phone number
(310) 824-1000
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 344,241,463 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
