Casey M. Brown
Professional summary
Casey Matthew Brown, who also goes by Casey M Brown, Casey Brown, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Bloomington, Minnesota.
Casey is registered as a RR (Registered Representative) and started their career in finance in 2018. Casey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Casey Matthew Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2025 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: Normandale Lake Office Park 8300 Norman Center Drive, Suite 160, Bloomington, MN 55437October 2, 2024 - May 14, 2025
WELLS FARGO CLEARING SERVICES, LLC
October 2, 2024 - May 14, 2025
WELLS FARGO CLEARING SERVICES, LLC
May 2, 2022 - September 26, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 2022 - September 26, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2019 - January 13, 2021
U.S. BANCORP INVESTMENTS, INC.
April 18, 2019 - January 13, 2021
U.S. BANCORP INVESTMENTS, INC.
June 11, 2018 - October 3, 2018
WELLS FARGO CLEARING SERVICES, LLC
April 4, 2018 - October 3, 2018
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2025)
(5/20/2025)
(5/20/2025)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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