Noah W. Shertzer
Professional summary
Noah Wesley Shertzer, who also goes by Noah Shertzer, is a registered financial professional currently at CORPORATE FINANCE SECURITIES, INC. located in Nashville, Tennessee.
Noah is registered as a RR (Registered Representative) and started their career in finance in 2020. Noah has worked at 3 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Noah Wesley Shertzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2022 - Present
CORPORATE FINANCE SECURITIES, INC.
Office #1: 1264 Martin Street, Nashville, TN 37203June 11, 2020 - October 8, 2021
KEEL POINT, LLC
January 24, 2020 - October 8, 2021
KEEL POINT CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2025)
(5/6/2024)
(1/3/2023)
(3/31/2025)
(5/11/2023)
(1/27/2025)
(5/11/2023)
(1/5/2022)
(3/31/2025)
(2/13/2025)
Exams
Series 79TO
Date: 1/21/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/24/2020
General Securities Representative ExaminationFINRA
Current Firm
CORPORATE FINANCE SECURITIES, INC.
CRD#: 143453 / SEC#: , 8-67566
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACADEMY ASSOCIATES LLC | SHAREHOLDER | |
| CENTAURUS PARTNERS, LLC | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES MINNESOTA, INC. | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES NEW ENGLAND, LLC | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES, INC. A TEXAS CORPORATION | SHAREHOLDER | |
| CORPORATE FINANCE ASSOCIATES, LLC | SHAREHOLDER | |
| HEYDENRYCH FAMILY TRUST | SHAREHOLDER | |
| POWELL, PATRICK SCOTT | SHAREHOLDER | 5778669 |
| AARKENSTONE QUEST, LLC | SHAREHOLDER | |
| HEYDENRYCH, HELENA JOANNA | PRINCIPAL OPERATIONS OFFICER, TRUSTEE | 5305105 |
| HEYDENRYCH, PETER MICHAEL | PRINCIPAL OPERATIONS OFFICER,FINANCIAL AND OPERATIONS PRINCIPAL, TRUSTEE | 5304971 |
| SINYARD, DAVID BLAIR | CCO, AMLCO | 5122340 |
| ST. GERMAIN, ROBERT PAUL | CEO, CHAIRMAN | 5384187 |
Red Flags
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