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VL

Vincent J. Larosa

SCHWAB WEALTH ADVISORY

St Louis, MO 63141

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CRD#: 6908399

Professional summary

Vincent J Larosa, who also goes by VInce J Larosa, Vince Joseph Larosa, Vince Larosa, Vincent Joseph Larosa, Vincent Larosa, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in St Louis, Missouri and CHARLES SCHWAB & CO., INC. located in St Louis, Missouri.

Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Vincent has worked at 12 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vince J Larosa | Vince Joseph Larosa | Vince Larosa | Vincent Joseph Larosa | Vincent Larosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent J Larosa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 500 Maryville University Driv, St Louis, MO 63141

RIA

CRD#: 159035

St Louis, MO

Current

August 21, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 500 Maryville University Drive, St Louis, MO 63141

RIA

BD

CRD#: 5393

St Louis, MO

Past

July 25, 2025 - August 15, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

Saint Peters, MO

Past

July 25, 2025 - August 15, 2025

LPL FINANCIAL LLC

BD

CRD#: 6413

FORT MILL, SC

Past

July 15, 2025 - August 15, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

BD

CRD#: 39262

PASADENA, CA

Past

July 15, 2025 - August 15, 2025

SORRENTO PACIFIC FINANCIAL, LLC

BD

CRD#: 127787

SAN DIEGO, CA

Past

July 15, 2025 - August 15, 2025

SCF SECURITIES, INC.

BD

CRD#: 47275

SAN DIEGO, CA

Past

July 15, 2025 - August 15, 2025

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

HOUSTON, TX

Past

July 15, 2025 - August 15, 2025

CUSO FINANCIAL SERVICES, L.P.

BD

CRD#: 42132

SAN DIEGO, CA

Past

July 15, 2025 - August 15, 2025

CADARET, GRANT & CO., INC.

BD

CRD#: 10641

Syracuse, NY

Past

November 7, 2022 - July 14, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

Syracuse, NY

Past

November 7, 2022 - July 14, 2025

WESTERN INTERNATIONAL SECURITIES, INC.

BD

CRD#: 39262

PASADENA, CA

Past

November 7, 2022 - July 14, 2025

SORRENTO PACIFIC FINANCIAL, LLC

BD

CRD#: 127787

SAN DIEGO, CA

Past

November 7, 2022 - July 14, 2025

SCF SECURITIES, INC.

BD

CRD#: 47275

SAN DIEGO, CA

Past

November 7, 2022 - July 14, 2025

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

HOUSTON, TX

Past

November 7, 2022 - July 14, 2025

CUSO FINANCIAL SERVICES, L.P.

BD

CRD#: 42132

SAN DIEGO, CA

Past

November 7, 2022 - July 14, 2025

CADARET, GRANT & CO., INC.

BD

CRD#: 10641

Syracuse, NY

Past

August 25, 2022 - November 2, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ST. LOUIS, MO

Past

August 25, 2022 - November 2, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD

CRD#: 19616

ST. LOUIS, MO

Past

October 4, 2021 - June 28, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

ST LOUIS, MO

Past

July 8, 2020 - June 28, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD

CRD#: 793

ST. LOUIS, MO

Past

March 23, 2018 - June 25, 2020

TD AMERITRADE, INC.

BD

CRD#: 7870

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SW

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Alabama
(8/28/2025)

RR

Alaska
(8/28/2025)

RR

Arizona
(8/28/2025)

RR

Arkansas
(8/28/2025)

RR

California
(8/28/2025)

RR

Colorado
(8/28/2025)

RR

Connecticut
(8/28/2025)

RR

Delaware
(8/28/2025)

RR

District of Columbia
(8/28/2025)

RR

Florida
(8/28/2025)

RR

Georgia
(8/28/2025)

RR

Hawaii
(8/28/2025)

RR

Idaho
(8/28/2025)

RR

Illinois
(8/28/2025)

RR

Indiana
(8/28/2025)

RR

Iowa
(8/28/2025)

RR

Kansas
(8/28/2025)

RR

Kentucky
(8/28/2025)

RR

Louisiana
(8/28/2025)

RR

Maine
(8/28/2025)

RR

Maryland
(8/28/2025)

RR

Massachusetts
(8/28/2025)

RR

Michigan
(8/28/2025)

RR

Minnesota
(8/28/2025)

RR

Mississippi
(8/28/2025)

RR

Missouri
(8/21/2025)

IAR

Missouri
(8/21/2025)

RR

Montana
(8/28/2025)

RR

Nebraska
(8/28/2025)

RR

Nevada
(8/28/2025)

RR

New Hampshire
(8/28/2025)

RR

New Jersey
(8/28/2025)

RR

New Mexico
(8/28/2025)

RR

New York
(8/28/2025)

RR

North Carolina
(8/28/2025)

RR

North Dakota
(8/28/2025)

RR

Ohio
(8/28/2025)

RR

Oklahoma
(8/28/2025)

RR

Oregon
(8/28/2025)

RR

Pennsylvania
(8/28/2025)

RR

Puerto Rico
(8/28/2025)

RR

Rhode Island
(8/28/2025)

RR

South Carolina
(8/28/2025)

RR

South Dakota
(8/28/2025)

RR

Tennessee
(8/28/2025)

RR

Texas
(8/28/2025)

RR

Utah
(8/28/2025)

RR

Vermont
(8/28/2025)

RR

Virgin Islands
(8/28/2025)

RR

Virginia
(8/28/2025)

RR

Washington
(8/28/2025)

RR

West Virginia
(8/28/2025)

RR

Wisconsin
(8/28/2025)

RR

Wyoming
(8/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 10/1/2021

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 5/3/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 99TO

Date: 7/25/2025

Operations Professional Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 3/23/2018

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 10

Date: 11/17/2020

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

RR

Series 9

Date: 8/27/2020

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

RR

FINRA

SRO Registrations

RR

Nasdaq Stock Market

Current Firm

SW

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035St Louis, MO 63141

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