Michael G. Letts

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CRD#: 6908239

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Gregory Letts, CFP® was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2018. Michael had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Past

October 20, 2020 - November 2, 2020

PATHSTONE

RIA

CRD#: 151736

BELLEVUE, WA

Past

October 17, 2018 - September 30, 2020

CORNERSTONE ADVISORS INC

RIA

CRD#: 110908

BELLEVUE, WA

Past

April 10, 2018 - September 26, 2018

MORGAN STANLEY

RIA

CRD#: 149777

GIG HARBOR, WA

Past

March 15, 2018 - September 26, 2018

MORGAN STANLEY

CRD#: 149777

GIG HARBOR, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHSTONE

PATHSTONE | STONE TOWER FAMILY OFFICE, LLC | PATHSTONE FEDERAL STREET | PATHSTONE FAMILY OFFICE, LLC

CRD#: 151736 / SEC#: 801-70776

RIA

Registered Investment Advisory firm - (12/4/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/2018

General Securities Representative Examination

Current Firm

PATHSTONE

PATHSTONE | STONE TOWER FAMILY OFFICE, LLC | PATHSTONE FEDERAL STREET | PATHSTONE FAMILY OFFICE, LLC

CRD#: 151736 / SEC#: 801-70776

RIA

Registered Investment Advisory firm - (12/4/2009 Approved)

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Contact information

Main Address

10 Sterling Blvd Suite 402, Englewood, NJ 07631

Mailing Address

Phone number

(201) 944-7284

Established

Firm type

Fiscal year end

# of Employees

663

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATHSTONE ADV PART 2A (4/3/2025)

Regulatory assets under management

Total Number of Accounts	26,320
AUM (Assets Under Management)	$ 100,444,137,501

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2025	Cover Page	Report
09/27/2024	Cover Page	Report
10/25/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael G. Letts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PATHSTONE

CORNERSTONE ADVISORS INC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

PATHSTONE

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2018

SIE

Date: 9/26/2018

Series 7

Date: 3/15/2018

Current Firm

PATHSTONE

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PATHSTONE

TRUST BUT VERIFY

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