Felicia K. Fly

MAINSAIL FINANCIAL GROUP

Bellevue, WA 98004

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CRD#: 6908091

Professional summary

Felicia Kathryn Fly, who also goes by Felicia Fly, Felicia K Litzenberger, is a registered financial advisor currently at MAINSAIL FINANCIAL GROUP located in Bellevue, Washington.

Felicia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Felicia has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Felicia Fly | Felicia K Litzenberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FLY RANCH; INVESTMENT RELATED: NO; ADDRESS: SAINT MARIES, ID; NATURE OF BUSINESS: FAMILY RANCH; START DATE: 09/2017; POSITION/TITLE/RELATIONSHIP: NONE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE, PERSONAL FAMILY RANCH USED TO SELL TIMBER OFF OF THE LAND, LEASE THE LAND FOR PASTURE RENT, AND RENT OUT THE HOME ON THE PROPERTY AND COLLECT RENTAL INCOME. 2. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felicia Kathryn Fly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

MAINSAIL FINANCIAL GROUP

Office #1: 11245 Se 6th Street Suite 140, Bellevue, WA 98004

RIA

CRD#: 317970

Bellevue, WA

Past

June 29, 2023 - February 14, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BELLEVUE, WA

Past

August 12, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Bellevue, WA

Past

August 12, 2021 - February 14, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Bellevue, WA

Past

May 4, 2018 - August 5, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SPOKANE, WA

Past

April 3, 2018 - August 5, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SPOKANE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSAIL FINANCIAL GROUP

MAINSAIL FINANCIAL GROUP | MAINSAIL FINANCIAL GROUP, LLC

CRD#: 317970 / SEC#: 801-123307

RIA

Registered Investment Advisory firm - (2/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(2/23/2024)

IAR

California
(2/23/2024)

IAR

New Hampshire
(2/27/2024)

IAR

Oregon
(9/22/2025)

IAR

Texas
(2/23/2024)

IAR

Washington
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/9/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/3/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAINSAIL FINANCIAL GROUP

MAINSAIL FINANCIAL GROUP | MAINSAIL FINANCIAL GROUP, LLC

CRD#: 317970 / SEC#: 801-123307

RIA

Registered Investment Advisory firm - (2/25/2022 Approved)

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Contact information

Main Address

11245 Se 6th Street Suite 140, Bellevue, WA 98004

Mailing Address

Phone number

(425) 502-7693

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAINSAIL FINANCIAL GROUP ADV BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	892
AUM (Assets Under Management)	$ 268,191,466

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Felicia K. Fly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felicia Kathryn Fly's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

MAINSAIL FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2018

Series 63

Date: 4/12/2018

Series 7TO

Date: 2/9/2021

SIE

Date: 10/1/2018

Series 6

Date: 4/3/2018

Current Firm

MAINSAIL FINANCIAL GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAINSAIL FINANCIAL GROUP

TRUST BUT VERIFY

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