Jonathan V. Petion
Professional summary
Jonathan Velan Petion, who also goes by John Petion, Jonathan Petion, John Petion, Jonathan Petion, is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2018. Jonathan has worked at 4 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Velan Petion's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2024 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006May 27, 2022 - July 24, 2023
UBS FINANCIAL SERVICES INC.
February 8, 2022 - July 24, 2023
UBS FINANCIAL SERVICES INC.
April 25, 2019 - October 1, 2021
JOSEPH STONE CAPITAL L.L.C.
February 5, 2018 - April 16, 2019
CAPE SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2024)
Exams
Series 79TO
Date: 1/18/2025
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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