Scott N. Hilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Nolan Hilton, who also goes by Scott Hilton, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2018. Scott had worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2020 - January 22, 2021
SECURITIES AMERICA ADVISORS, INC.
July 30, 2020 - January 22, 2021
SECURITIES AMERICA, INC.
May 1, 2019 - July 24, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 30, 2018 - July 24, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 5/1/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
SECURITIES AMERICA ADVISORS, INC.
CRD#: 110518 / SEC#: 801-45628
Contact information
Regulatory assets under management
| Total Number of Accounts | 211,150 |
| AUM (Assets Under Management) | $ 40,420,443,233 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
