NS
Neelanjana Sarker
FOUR POINTS CAPITAL PARTNERS LLC
Buffalo, NY
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CRD#: 6907004
NS
Professional summary
Neelanjana Sarker Mrs., who also goes by Neela Sarker, Neelanjana Sarker Mrs., is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in Buffalo, New York.
Neelanjana is registered as a RR (Registered Representative) and started their career in finance in 2018. Neelanjana has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Neela Sarker | Neelanjana Sarker Mrs.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 1857 Advisors FZC, Fujairah, UAE; Not investment related; Started 11/2015; Director; Consult and advise operation related issues by the operation or management team of the company; 10 hours/week not during trading. (2) 1857 Advisors (Pvt) Ltd, Bangladesh; Not investment related; Started 3/2014; Research Company; Director; Consult and advise operation related issues as raised by the operation or management team of the company; 1 hour/week not during trading. (3) 1857 investment Advisors India Private Limited, India; Not investment related; Strategic Consumer & Pharmaceutical Research; Consult and advise operation related issues as raised by the operation or management team of the company; 2 hours/month not during trading. (4) 1857 Advisors Holding LLC, Short Hills, NJ; Not investment related; Started 4/2013; Management Consultancy; CEO; Consult and advise operation related issues as raised by the operation or management team of the company; 5 hours/week not during trading. (5) Ray Sarkar Hard Assets, Colombo Sri Lanka; Investment related; Real Estate; Director; Consult and advise operation related issues raised by the operation or management team of the company; 1 hour/month not during trading. (6) Ray Sarkar Properties, Colombo, Sri Lanka; Investment Related; Real Estate; Director; Consult and advise operation related issues raised by the operation or management team of the company; 1 hour/month not during trading. (7) Sepoy Advisors (Pvt) Ltd., Sri Lanka, Colombo, Sri Lanka; Not investment related; Research Company; Director; Consult and advise operation related issues as raised by the operation or management team of the company; 2 hours/month not during trading. (8) Portfolio Medics LLC, Bonita Springs, Florida; investment related; Started 12/2020; RIA; Responsibilities to introduce clients to Portfolio Medics. 2 hours/week not during trading. (9) National Financial Network, New York, NY; Investment related; Started 1/2019; Insurance related financial planning; 1 hour/week not during trading. (10) 1857 Advanced Financial Strategies, Short Hills, NJ; Investment Related; insurance Producer; Started 4/2020; CEO; Consult and advise operation related issues as raised by the operation team of the company.; 2 hours/week not during trading. (11) Four Points Insurance Agency LLC, New York, NY; Investment Related; Started October 2021; Dual representative wiht FPCP and FPIA for variable and other insurance
CRS (Client Relationship Summary) - BD
Click below to view Neelanjana Sarker Mrs.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2021 - Present
FOUR POINTS CAPITAL PARTNERS LLC
BD
CRD#: 43149
Buffalo, NY
Past
January 7, 2021 - November 7, 2022
PORTFOLIO MEDICS, LLC
RIA
CRD#: 145958
Short Hills, NJ
Past
September 21, 2018 - July 27, 2021
ENCLAVE CAPITAL LLC
BD
CRD#: 22732
BOCA RATON, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/20/2021)
RR
Connecticut(8/20/2021)
RR
New Jersey(8/20/2021)
RR
New York(8/20/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FOUR POINTS CAPITAL PARTNERS LLC
AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Mailing Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450
Phone number
(212) 257-5240
Established
Texas since 07/23/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
