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Frank R. Smith
BANKPLUS WEALTH ADVISORS
Mobile, AL 36602
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CRD#: 6906325
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Professional summary
Frank R Smith III is a registered financial advisor currently at BANKPLUS WEALTH ADVISORS located in Mobile, Alabama.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Frank has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frank R Smith III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2023 - Present
BANKPLUS WEALTH ADVISORS
Office #1: 104 St. Francis Suite 600, Mobile, AL 36602RIA
CRD#: 152588
Mobile, AL
Past
February 23, 2018 - May 12, 2023
WILKINS MILLER WEALTH MANAGEMENT, LLC
RIA
CRD#: 162222
MOBILE, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BANKPLUS WEALTH ADVISORS
BANKPLUS DIGITAL ADVISOR | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY, LLC | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY | MISSISSIPPI INVESTMENT MANAGEMENT CO., LLC | MIMCO | BANKPLUS WEALTH MANAGEMENT, LLC | BANKPLUS WEALTH ADVISORS
CRD#: 152588 / SEC#: 801-121567
RIA
Registered Investment Advisory firm - (6/21/2021 Approved)Louisiana
Registered Investment Advisory firm - (7/12/2021 Terminated)Mississippi
Registered Investment Advisory firm - (7/2/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(5/24/2023)
Exams
Current Firm
BW
BANKPLUS WEALTH ADVISORS
BANKPLUS DIGITAL ADVISOR | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY, LLC | MISSISSIPPI INVESTMENT MANAGEMENT COMPANY | MISSISSIPPI INVESTMENT MANAGEMENT CO., LLC | MIMCO | BANKPLUS WEALTH MANAGEMENT, LLC | BANKPLUS WEALTH ADVISORS
CRD#: 152588 / SEC#: 801-121567
RIA
Registered Investment Advisory firm - (6/21/2021 Approved)Louisiana
Registered Investment Advisory firm - (7/12/2021 Terminated)Mississippi
Registered Investment Advisory firm - (7/2/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Eastover Drive Suite 300, Jackson, MS 39211
Mailing Address
Phone number
(601) 607-4290
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 698 |
| AUM (Assets Under Management) | $ 186,099,182 |
Red Flags
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Company Information
BANKPLUS WEALTH ADVISORS
CRD#: 152588Mobile, AL 36602TRUST BUT VERIFY
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