TD
Tucker A. Dunn
ARMSTRONG DIXON
Baltimore, MD 21209
Some features on this profile are disabled
CRD#: 6906284
TD
Professional summary
Tucker Aaron Dunn, CFP®, who also goes by Tucker Aaron Dunn, is a registered financial advisor currently at ARMSTRONG DIXON located in Baltimore, Maryland and LPL FINANCIAL LLC located in Baltimore, Maryland.
Tucker is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Tucker has worked at 4 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tucker Aaron Dunn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/04/2025 - Armstrong Dixon - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:11/04/2024 - 160 Hrs/Mth - 6.50 Hrs During Trading. 2) 03/10/2025 - Armstrong Dixon - Investment Related - Registered Investment Advisor - At Reported Business Location(s) - Start Date:02/03/2025 - 160 Hrs/Mth - 6.50 Hrs During Trading.I provide investment advisory services through Armstrong Dixon, an independent investment advisor firm. I started this business activity in 02/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 09/03/2025 - ADE, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date:11/04/2024 - 200 Hrs/Mth - 7 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Tucker Aaron Dunn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
November 15, 2024 - Present
ARMSTRONG DIXON
Office #1: 1500 Sulgrave Ave, Baltimore, MD 21209RIA
CRD#: 168345
Baltimore, MD
Current
February 26, 2025 - Present
LPL FINANCIAL LLC
Office #1: 1500 Sulgrave Ave, Baltimore, MD 21209-3616RIA
BD
CRD#: 6413
Baltimore, MD
Past
May 29, 2019 - November 25, 2024
FOURSTAR WEALTH ADVISORS, LLC
RIA
CRD#: 169613
Sykesville, MD
Past
March 26, 2018 - March 1, 2019
FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC
RIA
CRD#: 112296
FOXBORO, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AD
ARMSTRONG DIXON
ADAG, LLC | HOWARD DESIGNS, LLC | CELESTIAL WEALTH MANAGEMENT | ARMSTRONG DIXON | ADE, LLC
CRD#: 168345 / SEC#: 801-106631
RIA
Registered Investment Advisory firm - (9/8/2015 Approved)Florida
Registered Investment Advisory firm - (9/9/2015 Terminated)Louisiana
Registered Investment Advisory firm - (10/14/2014 Terminated)Maryland
Registered Investment Advisory firm - (9/9/2015 Terminated)Virginia
Registered Investment Advisory firm - (9/11/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Maryland(11/15/2024)
RR
Maryland(2/27/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/25/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AD
ARMSTRONG DIXON
ADAG, LLC | HOWARD DESIGNS, LLC | CELESTIAL WEALTH MANAGEMENT | ARMSTRONG DIXON | ADE, LLC
CRD#: 168345 / SEC#: 801-106631
RIA
Registered Investment Advisory firm - (9/8/2015 Approved)Florida
Registered Investment Advisory firm - (9/9/2015 Terminated)Louisiana
Registered Investment Advisory firm - (10/14/2014 Terminated)Maryland
Registered Investment Advisory firm - (9/9/2015 Terminated)Virginia
Registered Investment Advisory firm - (9/11/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1500 Sulgrave Ave, Baltimore, MD 21209
Mailing Address
Phone number
(443) 563-1111
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 932 |
| AUM (Assets Under Management) | $ 350,513,365 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
