Dustin R. Dawson
Professional summary
Dustin Reid Dawson is a registered financial professional currently at MAZZONE & ASSOCIATES, LLC located in Atlanta, Georgia.
Dustin is registered as a RR (Registered Representative) and started their career in finance in 2018. Dustin has worked at 1 firm and has passed the Series 63, Series 7TO, SIE, Series 79, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dustin Reid Dawson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2018 - Present
MAZZONE & ASSOCIATES, LLC
Office #1: 75 Fourteenth St., Ne, Suite 2800 Office Tower At Four Seasons, Atlanta, GA 30309State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2018)
(5/25/2018)
(5/25/2018)
Exams
Series 7TO
Date: 8/18/2021
General Securities Representative ExaminationFINRA
Current Firm
MAZZONE & ASSOCIATES, LLC
CRD#: 144159 / SEC#: , 8-67639
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAZZONE, DOMINIC CHARLES | CEO/CCO/EXEC. REP/AMLCO | |
| SANFORD, JOSEPH STUART | FINOP & CHIEF FINANCIAL OFFICER | 5361444 |
Red Flags
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