JE
John R. Ervin
ERVIN INVESTMENT MANAGEMENT
Seattle, WA
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CRD#: 6906190
JE
Professional summary
John Robert Ervin, who also goes by John Ervin, is a registered financial advisor currently at ERVIN INVESTMENT MANAGEMENT located in Seattle, Washington.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Ervin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am an elementary teacher at University Cooperative School. This tax-exempt, non-profit organization is not investment-related, and I have worked there since September 2011. UCS's address is 5601 University Way NE Seattle, WA 98115. This position is part-time for 128 hours per month while the school is in session, including ovelapping 4 1/2 trading hours four days per week. This position covers 9 months per year. My primary responsibility as a teacher is teaching science and social studies. I also have other common teaching duties, such as lesson planning, teaching social and emotional development, conferencing with students and parents, and helping to maintain a healthy school environment.
Along with my two siblings, I have served as a successor trustee of a trust for the benefit of a young woman since December 2015. This trusteeship began prior to any involvement with Reis Investment Management or involvement in an investment-related professional role, beginning due to close family connections.The current trustee's address is:
Daniel Berman
PMB 312 25 NW 23rd Pl #6
Portland, OR 97210
I devote approximately two hours per month to the trust and conduct little to no business during securities trading hours. My duties are to serve as a successor trustee should the current trustee become incapacitated or decline to serve. I also manage, with my brother Daniel Ervin and my sister Sarah Ervin a portion of the trust portfolio (currently worth $690,000). We have been granted authority to make trades, but not to make withdrawals.
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Ervin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2019 - Present
ERVIN INVESTMENT MANAGEMENT
RIA
CRD#: 299739
Seattle, WA
Past
November 1, 2018 - June 24, 2019
REIS INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126800
Seattle, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EI
ERVIN INVESTMENT MANAGEMENT
ERVIN INVESTMENT MANAGEMENT | ERVIN INVESTMENT MANAGEMENT, LLC
CRD#: 299739 / SEC#: 801-114584
RIA
Registered Investment Advisory firm - (1/29/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/4/2019)
IAR
Washington(3/1/2019)
Current Firm
EI
ERVIN INVESTMENT MANAGEMENT
ERVIN INVESTMENT MANAGEMENT | ERVIN INVESTMENT MANAGEMENT, LLC
CRD#: 299739 / SEC#: 801-114584
RIA
Registered Investment Advisory firm - (1/29/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Seattle, WA
Mailing Address
1037 Ne 65th St #359, Seattle, WA 98115-6655
Phone number
(206) 495-9957
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 259 |
| AUM (Assets Under Management) | $ 242,843,605 |
Red Flags
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