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JE

John Robert Ervin

ERVIN INVESTMENT MANAGEMENT
SEATTLE, WA
·CRD# 6906190·9 years experience

Professional Summary

John Robert Ervin, who also goes by John Ervin, is a registered financial advisor currently at ERVIN INVESTMENT MANAGEMENT located in Seattle, Washington. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Ervin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

ERVIN INVESTMENT MANAGEMENT·CRD# 299739
RIA
Seattle, WA
March 1, 2019 - Present
REIS INVESTMENT MANAGEMENT, INC.·CRD# 126800
RIA
Seattle, WA
November 1, 2018 - June 24, 2019

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Current Firm

EI
ERVIN INVESTMENT MANAGEMENT

ERVIN INVESTMENT MANAGEMENT | ERVIN INVESTMENT MANAGEMENT, LLC

CRD#: 299739 / SEC#: 801-114584
RIA
Registered Investment Advisory firm - SEC (1/29/2019 Approved)

Contact Information

Main Address

Seattle, WA

Mailing Address

1037 Ne 65th St #359, Seattle, WA 98115-6655

Phone Number

(206) 495-9957

# of Employees

3

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ERVIN INVESTMENT MANAGEMENT BROCHURE (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

324

AUM (Assets Under Management)

$269,869,724

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am an elementary teacher at University Cooperative School. This tax-exempt, non-profit organization is not investment-related, and I have worked there since September 2011. UCS's address is 5601 University Way NE Seattle, WA 98115. This position is part-time for 128 hours per month while the school is in session, including ovelapping 4 1/2 trading hours four days per week. This position covers 9 months per year. My primary responsibility as a teacher is teaching science and social studies. I also have other common teaching duties, such as lesson planning, teaching social and emotional development, conferencing with students and parents, and helping to maintain a healthy school environment. Along with my two siblings, I have served as a successor trustee of a trust for the benefit of a young woman since December 2015. This trusteeship began prior to any involvement with Reis Investment Management or involvement in an investment-related professional role, beginning due to close family connections.The current trustee's address is: Daniel Berman PMB 312 25 NW 23rd Pl #6 Portland, OR 97210 I devote approximately two hours per month to the trust and conduct little to no business during securities trading hours. My duties are to serve as a successor trustee should the current trustee become incapacitated or decline to serve. I also manage, with my brother Daniel Ervin and my sister Sarah Ervin a portion of the trust portfolio (currently worth $690,000). We have been granted authority to make trades, but not to make withdrawals.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EI
ERVIN INVESTMENT MANAGEMENT

ERVIN INVESTMENT MANAGEMENT | ERVIN INVESTMENT MANAGEMENT, LLC

CRD#: 299739 / SEC#: 801-114584
RIA
Registered Investment Advisory firm - SEC (1/29/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(3/4/2019)
IAR
Washington
(3/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2017About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Robert Ervin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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