Frank Christopher Schultz
CFP®Professional Summary
Frank Christopher Schultz, CFP® is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in Effingham, Illinois. Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Frank has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
Credentials
Years of Experience
8 years in the financial services industry
Current & Past Employments
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
Current Firm
MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT
Contact Information
Main Address
1201 Network Centre Drive, Effingham, IL 62401Phone Number
(312) 660-6516# of Employees
32SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
4,521AUM (Assets Under Management)
$3,160,007,607Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/16/2026 | Cover Page | Report |
| 10/16/2025 | Cover Page | Report |
| 02/07/2025 | Cover Page | Report |
| 04/26/2024 | Cover Page | Report |
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
Primary Firm SEC Registration
MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT
State Registrations and Notice Filings
(8/18/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Christopher Schultz's CRS (Customer Relationship Summary).
Similar Advisors
J.P. MORGAN SECURITIES LLC
PRIME CAPITAL FINANCIAL
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
