Emma L. Channing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emma Lorraine Channing, who also goes by Emma Channing, was a registered financial professional .
Emma is a previously registered financial professional and started their career in finance in 2018. Emma had worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2023 - May 15, 2024
INVESTIFI SECURITIES LLC
February 14, 2020 - May 1, 2020
HERITAGE FINANCIAL SYSTEMS, LLC
February 12, 2019 - September 22, 2020
INVESTIFI SECURITIES LLC
October 22, 2018 - February 18, 2019
INTE SECURITIES LLC
June 5, 2018 - November 14, 2018
CORINTHIAN PARTNERS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/24/2023
Investment Banking Registered Representative ExaminationCurrent Firm
INVESTIFI SECURITIES LLC
CRD#: 289604 / SEC#: , 8-70002
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
