Zachary L. Samples

LCP INSTITUTIONAL

ATLANTA, GA 30309

CRD#: 6905706

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Professional summary

Zachary Lane Samples is a registered financial advisor currently at LCP INSTITUTIONAL, LLC located in Atlanta, Georgia.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Zachary has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Lane Samples's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2026 - Present

LCP INSTITUTIONAL, LLC

Office #1: The Arts Center Tower 1270 West Peachtree Street, Suite 3, Atlanta, GA 30309

RIA

CRD#: 325133

ATLANTA, GA

Past

October 5, 2022 - June 1, 2026

ROCKEFELLER FINANCIAL LLC

RIA

CRD#: 291361

ATLANTA, GA

Past

February 14, 2022 - June 1, 2026

ROCKEFELLER FINANCIAL LLC

CRD#: 291361

ATLANTA, GA

Past

September 8, 2021 - February 15, 2022

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 19, 2018 - September 1, 2021

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

November 19, 2018 - September 1, 2021

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

November 19, 2018 - September 1, 2021

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 19, 2018 - September 1, 2021

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

March 1, 2018 - April 19, 2018

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LCP INSTITUTIONAL, LLC

CRD#: 325133 / SEC#: 801-127386

RIA

Registered Investment Advisory firm - (3/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/2019

General Securities Principal Examination

Current Firm

LCP INSTITUTIONAL, LLC

CRD#: 325133 / SEC#: 801-127386

RIA

Registered Investment Advisory firm - (3/15/2023 Approved)

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Contact information

Main Address

The Arts Center Tower 1270 West Peachtree Street, Suite 3, Atlanta, GA 30309

Mailing Address

Phone number

(470) 326-7920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LCP INSTITUTIONAL, LLCP FIRM BROCHURE REVISED 3.20.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 2,017,279,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zachary L. Samples

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Lane Samples's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER FINANCIAL LLC

FSC SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

E*TRADE SECURITIES LLC

Primary Firm SEC Registration

LCP INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2022

Series 63

Date: 3/12/2018

SIE

Date: 4/19/2018

Series 7

Date: 3/1/2018

Series 24

Date: 12/5/2019

Current Firm

LCP INSTITUTIONAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LCP INSTITUTIONAL, LLC

TRUST BUT VERIFY

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