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MA

Mark V. Anderson

FULCRUM CAPITAL MARKETS LLC
Austin, TX 78701
Some features on this profile are disabled
CRD#: 6905647
MA

Professional summary

Mark Vann Anderson is a registered financial professional currently at FULCRUM CAPITAL MARKETS LLC located in Austin, Texas.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2018. Mark has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Vann Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 24, 2019 - Present

FULCRUM CAPITAL MARKETS LLC

Office #1: 111 Congress Avenue Suite 2550, Austin, TX 78701
BD
CRD#: 155634
Austin, TX
Past

March 23, 2018 - May 15, 2019

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/24/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 5/19/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/23/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FULCRUM CAPITAL MARKETS LLC
FULCRUM CAPITAL MARKETS LLC

CRD#: 155634 / SEC#: , 8-68731

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
111 Congress Avenue Suite 2550, Austin, TX 78701
Mailing Address
111 Congress Avenue Suite 2550, Austin, TX 78701
Phone number
(512) 473-2776
Established
Delaware since 09/20/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FULCRUM CAPITAL HOLDINGS LLCSOLE MEMBER
HAMILTON, MATTHEW WARDELECTED MANAGER, CCO, HOME OFFICE SUPERVISOR, EXECUTIVE REPRESENTATIVE4784653
HORRIGAN, TIMOTHY JOSEPHELECTED MANAGER, HEAD TRADER2518429
WANG, XIWEIFINOP6618011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FULCRUM CAPITAL MARKETS LLC

CRD#: 155634Austin, TX 78701

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