Connor J. Brechbill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connor Joseph Brechbill was a registered financial professional .
Connor is a previously registered financial professional and started their career in finance in 2018. Connor had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2024 - June 6, 2025
PURSHE KAPLAN STERLING INVESTMENTS
September 5, 2023 - June 11, 2025
MERIT FINANCIAL ADVISORS
July 26, 2021 - August 16, 2024
LPL FINANCIAL LLC
March 1, 2018 - February 24, 2021
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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