Christopher J. Rios
Professional summary
Christopher J Rios, who also goes by Christopher J Rios, Christopher James Rios, is a registered financial professional currently at HAZARD & SIEGEL, INC. located in Dewitt, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher J Rios's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2025 - Present
HAZARD & SIEGEL, INC.
Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214June 29, 2022 - October 29, 2024
TRANSAMERICA CAPITAL, LLC
August 27, 2020 - January 31, 2022
AVANTAX INVESTMENT SERVICES, INC.
March 21, 2019 - February 18, 2020
TEXAS SECURITIES, INC.
June 22, 2018 - March 12, 2019
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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Company Information
HAZARD & SIEGEL, INC.
CRD#: 2048Dewitt, NY 13214TRUST BUT VERIFY
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