Luke Elliott

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CRD#: 6905438

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Luke Elliott was a registered financial professional .

Luke is a previously registered financial professional and started their career in finance in 2020. Luke had worked at 3 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am about to open a business for my podcast "Tennessee Waltz". I will be selling ads (nonfinancial). This is in no way related to my job and takes very little of my time. 2) Name of Body: Running for City Council District 34- Nashville./ Address: 334 Ardsley Place Nashville United States Tennessee 37215./ Investment Related: No./ Role: Role with government body, e.g. executive, legislative, judicial, quasi-judicial./ Duty: My goal is to control traffic, school safety, and the budget./ Compensation: Yes./ Start Date: 8/4/2023./ Hours Devoted: No./ Time Required: N/A.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 12, 2025 - March 27, 2025

HD MONEY, INC.

RIA

CRD#: 167623

SARASOTA, FL

Past

August 20, 2021 - October 30, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

Nashville, TN

Past

October 13, 2020 - December 9, 2020

INDEPENDENT ADVISOR ALLIANCE, LLC

RIA

CRD#: 168267

Knoxville, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HD MONEY, INC.

CD ADVISORY GROUP | VIMVEST FINANCIAL | HD MONEY, INC. | HD MONEY

CRD#: 167623 / SEC#: 801-125764

RIA

Registered Investment Advisory firm - (5/31/2022 Approved)

Florida

Registered Investment Advisory firm - (6/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/15/2021

Securities Industry Essentials Examination

Current Firm

HD MONEY, INC.

CD ADVISORY GROUP | VIMVEST FINANCIAL | HD MONEY, INC. | HD MONEY

CRD#: 167623 / SEC#: 801-125764

RIA

Registered Investment Advisory firm - (5/31/2022 Approved)

Florida

Registered Investment Advisory firm - (6/3/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/3/2022 Terminated)

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Contact information

Main Address

3322 Bee Ridge Road Suite 200, Sarasota, FL 34239

Mailing Address

Phone number

(941) 925-2121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HD MONEY ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	960
AUM (Assets Under Management)	$ 294,028,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luke Elliott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HD MONEY, INC.

UBS FINANCIAL SERVICES INC.

INDEPENDENT ADVISOR ALLIANCE, LLC

Primary Firm SEC Registration

HD MONEY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2020

SIE

Date: 1/15/2021

Current Firm

HD MONEY, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HD MONEY, INC.

TRUST BUT VERIFY

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