Stafford A. Lawrence

FLAHARTY ASSET MANAGEMENT

CLEARWATER, FL 33759

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CRD#: 6905395

Professional summary

Stafford Andre Lawrence, who also goes by Stafford Lawrence, is a registered financial advisor currently at FLAHARTY ASSET MANAGEMENT, LLC located in Clearwater, Florida and LPL FINANCIAL LLC located in Clearwater, Florida.

Stafford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Stafford has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stafford Lawrence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stafford Andre Lawrence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2025 - Present

FLAHARTY ASSET MANAGEMENT, LLC

Office #1: 311 Park Place Blvd. Suite 150, Clearwater, FL 33759Office #2: 122 Nesbit Street Suite 112, Punta Gorda, FL 33950

RIA

CRD#: 168495

CLEARWATER, FL

Current

December 8, 2021 - Present

LPL FINANCIAL LLC

Office #1: 311 Park Place Blvd, Ste 150, Clearwater, FL 33759

RIA

CRD#: 6413

CLEARWATER, FL

Past

January 3, 2022 - December 31, 2024

FLAHARTY ASSET MANAGEMENT, LLC

RIA

CRD#: 168495

CLEARWATER, FL

Past

June 28, 2018 - October 28, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

May 11, 2018 - October 28, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLAHARTY ASSET MANAGEMENT, LLC

CRD#: 168495 / SEC#: 801-78437

RIA

Registered Investment Advisory firm - (8/27/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(12/22/2025)

California
(2/14/2024)

Colorado
(6/11/2024)

Florida
(12/17/2021)

IAR

Florida
(3/20/2025)

Georgia
(1/9/2024)

Illinois
(1/17/2024)

Indiana
(1/15/2024)

Kansas
(1/8/2024)

IAR

Louisiana
(11/26/2025)

Maryland
(2/17/2023)

Massachusetts
(10/10/2025)

Michigan
(7/17/2025)

New Jersey
(1/8/2024)

New York
(1/7/2024)

North Carolina
(1/12/2024)

Ohio
(4/20/2022)

Oregon
(8/22/2022)

Pennsylvania
(2/9/2022)

Rhode Island
(1/8/2024)

South Carolina
(2/10/2022)

Tennessee
(6/2/2025)

Texas
(5/14/2024)

IAR

Texas
(12/1/2025)

Virginia
(4/25/2022)

West Virginia
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FLAHARTY ASSET MANAGEMENT, LLC

CRD#: 168495 / SEC#: 801-78437

RIA

Registered Investment Advisory firm - (8/27/2013 Approved)

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Contact information

Main Address

311 Park Place Blvd. Suite 150, Clearwater, FL 33759

Mailing Address

Phone number

(727) 252-1050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/28/2025)

DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,121
AUM (Assets Under Management)	$ 809,577,048

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Stafford A. Lawrence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stafford Andre Lawrence's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

FLAHARTY ASSET MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FLAHARTY ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/11/2018

FINRA

Current Firm

FLAHARTY ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLAHARTY ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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