SL
Stafford A. Lawrence
FLAHARTY ASSET MANAGEMENT
CLEARWATER, FL 33759
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CRD#: 6905395
SL
Professional summary
Stafford Andre Lawrence, who also goes by Stafford Lawrence, is a registered financial advisor currently at FLAHARTY ASSET MANAGEMENT, LLC located in Clearwater, Florida and LPL FINANCIAL LLC located in Clearwater, Florida.
Stafford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Stafford has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stafford Lawrence
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/7/2021 - Flaherty Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/25/2022 - Flaherty Asset Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Flaherty Asset Management, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Stafford Andre Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2025 - Present
FLAHARTY ASSET MANAGEMENT, LLC
Office #1: 311 Park Place Blvd. Suite 150, Clearwater, FL 33759Office #2: 122 Nesbit Street Suite 112, Punta Gorda, FL 33950RIA
CRD#: 168495
CLEARWATER, FL
Current
December 8, 2021 - Present
LPL FINANCIAL LLC
Office #1: 311 Park Place Blvd, Ste 150, Clearwater, FL 33759RIA
BD
CRD#: 6413
CLEARWATER, FL
Past
January 3, 2022 - December 31, 2024
FLAHARTY ASSET MANAGEMENT, LLC
RIA
CRD#: 168495
CLEARWATER, FL
Past
June 28, 2018 - October 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TAMPA, FL
Past
May 11, 2018 - October 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC
CRD#: 168495 / SEC#: 801-78437
RIA
Registered Investment Advisory firm - (8/27/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/14/2024)
RR
Colorado(6/11/2024)
RR
Florida(12/17/2021)
IAR
Florida(3/20/2025)
RR
Georgia(1/9/2024)
RR
Illinois(1/17/2024)
RR
Indiana(1/15/2024)
RR
Kansas(1/8/2024)
RR
Maryland(2/17/2023)
RR
Massachusetts(10/10/2025)
RR
Michigan(7/17/2025)
RR
New Jersey(1/8/2024)
RR
New York(1/7/2024)
RR
North Carolina(1/12/2024)
RR
Ohio(4/20/2022)
RR
Oregon(8/22/2022)
RR
Pennsylvania(2/9/2022)
RR
Rhode Island(1/8/2024)
RR
South Carolina(2/10/2022)
RR
Tennessee(6/2/2025)
RR
Texas(5/14/2024)
RR
Virginia(4/25/2022)
RR
West Virginia(10/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC
CRD#: 168495 / SEC#: 801-78437
RIA
Registered Investment Advisory firm - (8/27/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
311 Park Place Blvd. Suite 150, Clearwater, FL 33759
Mailing Address
Phone number
(727) 252-1050
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,121 |
| AUM (Assets Under Management) | $ 809,577,048 |
Red Flags
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Company Information
FLAHARTY ASSET MANAGEMENT, LLC
CRD#: 168495Clearwater, FL 33759TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
