HY
Haider S. Yousif
SCHWAB WEALTH ADVISORY
Saint Louis, MO
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CRD#: 6904975
HY
Professional summary
Haider Salam Yousif is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Saint Louis, Missouri and CHARLES SCHWAB & CO., INC. located in St Louis, Missouri.
Haider is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Haider has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINRA | Investment Related:No|Financial Services|Arbitrator|2/26/2022|Less than 20|0|My role as an Arbitrator is a voluntary contractual position. From time to time, I may be contacted by FINRA to sit in on an arbitration panel to listen to opposing party's argument regarding financial disputes. I am paid an honorarium of around $600 per day when sitting on a panel.
CRS (Client Relationship Summary) - RIA
Click below to view Haider Salam Yousif's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2023 - Present
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
Saint Louis, MO
Current
June 2, 2023 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 500 Maryville University Drive, St Louis, MO 63141RIA
BD
CRD#: 5393
St Louis, MO
Past
June 2, 2023 - June 6, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
St Louis, MO
Past
June 9, 2021 - May 2, 2023
EDWARD JONES
RIA
CRD#: 250
ST. LOUIS, MO
Past
July 30, 2019 - May 2, 2023
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
May 7, 2018 - July 29, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2023)
RR
Alaska(6/2/2023)
RR
Arizona(6/2/2023)
RR
Arkansas(6/2/2023)
RR
California(6/2/2023)
RR
Colorado(6/2/2023)
RR
Connecticut(6/2/2023)
RR
Delaware(6/2/2023)
RR
District of Columbia(6/2/2023)
RR
Florida(6/2/2023)
RR
Georgia(6/2/2023)
RR
Hawaii(6/2/2023)
RR
Idaho(6/2/2023)
RR
Illinois(6/2/2023)
RR
Indiana(6/2/2023)
RR
Iowa(6/2/2023)
RR
Kansas(6/2/2023)
RR
Kentucky(6/2/2023)
RR
Louisiana(6/2/2023)
RR
Maine(6/2/2023)
RR
Maryland(6/2/2023)
RR
Massachusetts(6/2/2023)
RR
Michigan(6/2/2023)
RR
Minnesota(6/2/2023)
RR
Mississippi(6/2/2023)
RR
Missouri(6/2/2023)
IAR
Missouri(6/5/2023)
RR
Montana(6/2/2023)
RR
Nebraska(6/2/2023)
RR
Nevada(6/2/2023)
RR
New Hampshire(6/2/2023)
RR
New Jersey(6/2/2023)
RR
New Mexico(6/2/2023)
RR
New York(6/2/2023)
RR
North Carolina(6/2/2023)
RR
North Dakota(6/2/2023)
RR
Ohio(6/5/2023)
RR
Oklahoma(6/2/2023)
RR
Oregon(6/2/2023)
RR
Pennsylvania(6/2/2023)
RR
Puerto Rico(6/2/2023)
RR
Rhode Island(6/2/2023)
RR
South Carolina(6/2/2023)
RR
South Dakota(6/2/2023)
RR
Tennessee(6/2/2023)
RR
Texas(6/2/2023)
RR
Utah(6/2/2023)
RR
Vermont(6/2/2023)
RR
Virgin Islands(6/2/2023)
RR
Virginia(6/2/2023)
RR
Washington(6/2/2023)
RR
West Virginia(6/2/2023)
RR
Wisconsin(6/2/2023)
RR
Wyoming(6/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
