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Jeremiah Schalk
TRANSAMERICA FINANCIAL ADVISORS
Cincinnati, OH 45246
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CRD#: 6904933
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Professional summary
Jeremiah Schalk, who also goes by Jeremy Schalk, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Cincinnati, Ohio.
Jeremiah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jeremiah has worked at 1 firm and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeremy Schalk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. AMAZON, INC / INVESTMENT RELATED: NO / 2285 LITTON LN, HEBRON, KY 41048 / WAREHOUSE ASSOCIATE: SCAN PACKAGES, BUILD PALLETS, WRAP PALLETS, MOVE PALLETS TO STAGING AREA TO BE LOADED ONTO TRUCKS / HOURS PER MONTH: 96 / HOURS DURING SECURITIES TRADING HOURS: 0 / APPROVED WITHOUT RESTRICTIONS LEGACY SHIELD /emp dates: 0321 TO PRESENT/ INVESTMENT RELATED: NO /address:9213 MAVERICK DR CINCINNATI, OH 45231/ position: AGENT/ nature of business: ESTATE PLANNING/hrs work monthly: 20/Sec trading hrs: 1/ duties: MARKET PRODUCT, SIGN UP CLIETNS, HELP WITH COMPLETING INFORMATION, ONGOING SERVICE NET LAW GROUP, INC.POSITION: advisor NATURE: estate planning INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: 12910 Shelbyville Road, Suite 124, Lousiville KY 40243, United States DESCRIPTION: Refer to clients via link to sign up for estate planning services through NetLaw should the client require these types of products/services
CRS (Client Relationship Summary) - RIA
Click below to view Jeremiah Schalk's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeremiah Schalk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 11421 Chester Road, Cincinnati, OH 45246RIA
BD
CRD#: 16164
Cincinnati, OH
Current
May 18, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 11421 Chester Road, Cincinnati, OH 45246RIA
BD
CRD#: 16164
Cincinnati, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(5/18/2018)
IAR
Ohio(5/18/2018)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Cincinnati, OH 45246TRUST BUT VERIFY
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