Jacob D. Munsell

MEMPHIS CAPITAL MANAGEMENT

Memphis, TN 38119-4836

Some features on this profile are disabled

CRD#: 6904915

Professional summary

Jacob David Munsell, who also goes by Jacob Munsell, Jake Munsell, is a registered financial advisor currently at MEMPHIS CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee and MEMPHIS CAPITAL located in Memphis, Tennessee.

Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jacob has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob Munsell | Jake Munsell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Memphis Capital Group, LLC Investment related 6410 Poplar Ave., Suite 500 Memphis, TN 38119 Whole Loan trading Strategies Analyst 4/11/2022 30-35 hours 30-35 hours during trading Analyze strategy pertaining to whole loan trading Memphis Capital Management Investment related 6410 Poplar Ave., Suite 500 Memphis, TN 38119 Strategies Analyst 4/11/2022 5-10 hours 5-10 hours during trading Analyze strategy pertaining to whole loan trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob David Munsell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2024 - Present

MEMPHIS CAPITAL MANAGEMENT, LLC

Office #1: 6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836

RIA

CRD#: 134522

Memphis, TN

Current

May 11, 2022 - Present

MEMPHIS CAPITAL

Office #1: 6410 Poplar Avenue Suite 500, Memphis, TN 38119

CRD#: 8564

Memphis, TN

Past

March 18, 2022 - May 4, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MEMPHIS, TN

Past

March 15, 2022 - May 4, 2022

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

August 18, 2021 - May 4, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Memphis, TN

Past

August 17, 2021 - May 4, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 7, 2019 - July 28, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WILSONVILLE, OR

Past

September 10, 2019 - July 28, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WILSONVILLE, OR

Past

March 23, 2018 - August 2, 2018

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEMPHIS CAPITAL MANAGEMENT, LLC

BANES CAPITAL MANAGEMENT, LLC | MEMPHIS CAPITAL MANAGEMENT, LLC

CRD#: 134522 / SEC#: 801-67102

RIA

Registered Investment Advisory firm - (8/25/2006 Approved)

Tennessee

Registered Investment Advisory firm - (5/31/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(5/11/2022)

IAR

Tennessee
(2/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MEMPHIS CAPITAL MANAGEMENT, LLC

BANES CAPITAL MANAGEMENT, LLC | MEMPHIS CAPITAL MANAGEMENT, LLC

CRD#: 134522 / SEC#: 801-67102

RIA

Registered Investment Advisory firm - (8/25/2006 Approved)

Tennessee

Registered Investment Advisory firm - (5/31/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836

Mailing Address

Phone number

(901) 261-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MCM LLC PART 2A FORM ADV 12/31/2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 289,613,350

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jacob D. Munsell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob David Munsell's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEMPHIS CAPITAL

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

Primary Firm SEC Registration

MEMPHIS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2019

SIE

Date: 8/2/2018

Series 7

Date: 3/23/2018

FINRA

Current Firm

MEMPHIS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEMPHIS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors