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JH

Justin M. Hauck

REVOLUT SECURITIES
New York, NY 10006
Some features on this profile are disabled
CRD#: 6904720
JH

Professional summary

Justin Michael Hauck is a registered financial professional currently at REVOLUT SECURITIES INC. located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2018. Justin has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Michael Hauck's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2022 - Present

REVOLUT SECURITIES INC.

Office #1: 107 Greenwich Street 20th Floor, New York, NY 10006
BD
CRD#: 304600
New York, NY
Past

August 20, 2020 - April 8, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Denver, CO
Past

September 13, 2019 - August 10, 2020

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lone Tree, CO
Past

July 6, 2018 - August 10, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/8/2022)
RR
Illinois
(5/31/2022)
RR
New York
(5/31/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/13/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/6/2018
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/9/2023
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REVOLUT SECURITIES INC.
REVOLUT SECURITIES INC.

CRD#: 304600 / SEC#: , 8-70365

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
107 Greenwich Street 20th Floor, New York, NY 10006
Mailing Address
107 Greenwich Street 20th Floor, New York, NY 10006
Phone number
(917) 397-6533
Established
Delaware since 05/14/2019
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REVOLUT HOLDINGS US INC.SHAREHOLDER
CALLAHAN, JACK WILLIAM IIICHIEF EXECUTIVE OFFICER7388029
GEORGE, THOMAS KEITHFINOP, PFO, POO5378303
MCCAIN, MARCUS COLECHIEF COMPLIANCE OFFICER5279394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REVOLUT SECURITIES INC.

CRD#: 304600New York, NY 10006

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