Nicholas J. Evans

CM WEALTH ADVISORS LLC

Beachwood, OH 44122-4327

Some features on this profile are disabled

CRD#: 6904475

Professional summary

Nicholas James Evans, who also goes by Nicholas Evans, Nick Evans, is a registered financial advisor currently at CM WEALTH ADVISORS LLC located in Beachwood, Ohio.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Evans | Nick Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2021 - Present

CM WEALTH ADVISORS LLC

Office #1: 2000 Auburn Drive Suite 400, Beachwood, OH 44122-4327

RIA

CRD#: 119467

Beachwood, OH

Past

February 10, 2020 - August 2, 2021

GOLDEN RESERVE RETIREMENT, LLC

RIA

CRD#: 283588

DUBLIN, OH

Past

April 18, 2018 - February 21, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLEVELAND, OH

Past

March 13, 2018 - February 21, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CM WEALTH ADVISORS LLC

CLANCO MANAGEMENT CORP. | CM WEALTH ADVISORS LLC | CM WEALTH ADVISORS INC.

CRD#: 119467 / SEC#: 801-62376

RIA

Registered Investment Advisory firm - (10/15/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2018

General Securities Representative Examination

Current Firm

CM WEALTH ADVISORS LLC

CLANCO MANAGEMENT CORP. | CM WEALTH ADVISORS LLC | CM WEALTH ADVISORS INC.

CRD#: 119467 / SEC#: 801-62376

RIA

Registered Investment Advisory firm - (10/15/2003 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2000 Auburn Drive Suite 400, Beachwood, OH 44122-4327

Mailing Address

Phone number

(216) 831-9667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B BROCHURE-FINAL 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	614
AUM (Assets Under Management)	$ 3,404,516,891

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/17/2024	Cover Page	Report
09/27/2023	Cover Page	Report
12/12/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nicholas J. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN RESERVE RETIREMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CM WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2018

Current Firm

CM WEALTH ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CM WEALTH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors