Howard R. Dobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Richard Dobson SR, who also goes by Dick Dobson, Howard Richard Dobson, was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1970. Howard had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2001 - January 3, 2023
AMERICAN FINANCIAL SECURITIES, INC.
January 2, 2001 - October 23, 2001
SECURITIES SERVICE NETWORK, LLC
August 25, 1995 - December 31, 2000
SECURITIES SERVICE NETWORK, LLC
May 19, 1992 - August 31, 1995
SUNAMERICA SECURITIES, INC.
June 26, 1989 - June 1, 2023
AMERICAN FINANCIAL MANAGEMENT, LTD.
September 7, 1973 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
May 23, 1973 - October 4, 1973
ALL AMERICAN MANAGEMENT CORPORATION
December 29, 1971 - June 4, 1973
BUSH AND COMPANY INCORPORATED
July 12, 1971 - February 3, 1972
UNITED SECURITIES OF IOWA CORPORATION
March 2, 1970 - July 7, 1971
THE INVESTAMERICA GROUP INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 5/28/1969
Registered Representative ExaminationSeries 00
Date: 10/18/1972
General Securities Principal ExaminationCurrent Firm
AMERICAN FINANCIAL SECURITIES, INC.
CRD#: 111856 / SEC#: , 8-53205
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
