Catharine O. Betzig

DIVERSIFIED PORTFOLIOS

Bloomfield Hills, MI 48304

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CRD#: 6903623

Professional summary

Catharine O. Betzig, who also goes by Catharine O'brien Betzig, Catharine Obrien Betzig, Catharine Conklin O'brien, is a registered financial advisor currently at DIVERSIFIED PORTFOLIOS, INC. located in Bloomfield Hills, Michigan.

Catharine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Catharine has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Catharine O'brien Betzig | Catharine Obrien Betzig | Catharine Conklin O'brien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catharine O. Betzig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2024 - Present

DIVERSIFIED PORTFOLIOS, INC.

Office #1: 39520 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304

RIA

CRD#: 108942

Bloomfield Hills, MI

Past

March 31, 2021 - May 29, 2022

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Birmingham, MI

Past

November 7, 2019 - May 29, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

Birmingham, MI

Past

May 31, 2018 - October 22, 2019

MORGAN STANLEY

RIA

CRD#: 149777

Chicago, IL

Past

May 4, 2018 - October 22, 2019

MORGAN STANLEY

CRD#: 149777

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFIED PORTFOLIOS, INC.

DIVERSIFIED PORTFOLIOS INC | YOLLES, TOAL & POST - DIVERSIFIED PORTFOLIOS, INC. | DIVERSIFIED PORTFOLIOS, INC.

CRD#: 108942 / SEC#: 801-56371

RIA

Registered Investment Advisory firm - (3/23/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2018

General Securities Representative Examination

Current Firm

DIVERSIFIED PORTFOLIOS, INC.

DIVERSIFIED PORTFOLIOS INC | YOLLES, TOAL & POST - DIVERSIFIED PORTFOLIOS, INC. | DIVERSIFIED PORTFOLIOS, INC.

CRD#: 108942 / SEC#: 801-56371

RIA

Registered Investment Advisory firm - (3/23/1999 Approved)

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Contact information

Main Address

39520 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304

Mailing Address

Phone number

(248) 644-3030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,152
AUM (Assets Under Management)	$ 1,660,883,638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Catharine O. Betzig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catharine O. Betzig's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

DIVERSIFIED PORTFOLIOS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2018

Current Firm

DIVERSIFIED PORTFOLIOS, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED PORTFOLIOS, INC.

TRUST BUT VERIFY

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