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Evan Mcmiller

AARDVARK SECURITIES
CHICAGO, IL
·CRD# 6903204·7 years experience

Professional Summary

Evan Mcmiller, who also goes by Evan James Mcmiller, is a registered financial advisor currently at AARDVARK SECURITIES LLC located in Chicago, Illinois. Evan is registered as a RR (Registered Representative) and started their career in finance in 2019. Evan has worked at 1 firm and has passed the Series 99TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Evan James Mcmiller

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

AARDVARK SECURITIES LLC·CRD# 166932
BD
550 W Jackson Blvd. Ste 1300, Chicago, IL 60661
July 8, 2019 - Present

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Current Firm

AS
AARDVARK SECURITIES LLC

AARDVARK SECURITIES LLC

CRD#: 166932 / SEC#: 8-69235
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

550 W Jackson Blvd. Ste 1300, Chicago, IL 60661

Mailing Address

550 W Jackson Blvd. Ste 1300, Chicago, IL 60661

Phone Number

(312) 284-5500

Established

Illinois since 01/08/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
TRANSMARKET GARITA LLCMEMBER—
ADAMS, DOUGLAS RYANCHIEF EXECUTIVE OFFICER4675945
OLSON, CHAD RYANCHIEF COMPLIANCE OFFICER6234911

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jul 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Evan Mcmiller's CRS (Customer Relationship Summary).

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