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Vasile N. Ceban

303 SECURITIES, LP
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 6902974
VC

Professional summary

Vasile Nmn Ceban, who also goes by Vasile Nmn Ceban, is a registered financial professional currently at 303 SECURITIES, LP located in Chicago, Illinois.

Vasile is registered as a RR (Registered Representative) and started their career in finance in 2018. Vasile has worked at 1 firm and has passed the Series 7TO, SIE, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vasile Nmn Ceban

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vasile Nmn Ceban's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2018 - Present

303 SECURITIES, LP

Office #1: 401 W. Superior Street, Chicago, IL 60654
BD
CRD#: 288569
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 1/6/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/14/2018
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

3S
303 SECURITIES, LP
303 SECURITIES, LLC | ARB SECURITIES | 303 SECURITIES, LP

CRD#: 288569 / SEC#: , 8-69952

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
401 W. Superior Street, Chicago, IL 60654
Mailing Address
401 W. Superior Street, Chicago, IL 60654
Phone number
(312) 605-8012
Established
Delaware since 03/02/2017
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ARB TRADING GROUP LPSHAREHOLDER
ARB GP, LLCGENERAL PARTNER
BARCLAY, JAMES MPRINCIPAL & CRO4131615
CEBAN, VASILE NMNFINOP, PFO & POO6902974
THOMPSON, STANLEY JOHN IIIMANAGING PRINCIPAL & CEO/CCO2455853

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

303 SECURITIES, LP

CRD#: 288569Chicago, IL 60654

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