Amy R. Hall

CPR FINANCIAL & INSURANCE SERVICES

PROSPER, TX 75078

Some features on this profile are disabled

CRD#: 6902608

Professional summary

Amy Rose Hall is a registered financial advisor currently at CPR FINANCIAL & INSURANCE SERVICES, INC. located in Prosper, Texas.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Amy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Amy Hall has other business activities as an insurance agent, accountant, and tax preparer. Approximately 25% of her time is spent in these activities. From time to time she offers clients products and/or services from these activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Rose Hall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2018 - Present

CPR FINANCIAL & INSURANCE SERVICES, INC.

Office #1: 603 E. Broadway St, Prosper, TX 75078

RIA

CRD#: 145855

PROSPER, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/2/2021)

IAR

Louisiana
(3/22/2021)

IAR

Texas
(2/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2017

Uniform Investment Adviser Law Examination

Current Firm

CPR FINANCIAL & INSURANCE SERVICES, INC.

CPR FINANCIAL & INSURANCE SERVICES, INC. | CPR FINANCIAL SERVICES, INC.

CRD#: 145855 / SEC#:

California

Registered Investment Advisory firm - (1/15/2008 Approved)

Florida

Registered Investment Advisory firm - (9/24/2015 Approved)

Louisiana

Registered Investment Advisory firm - (3/15/2021 Approved)

Texas

Registered Investment Advisory firm - (2/6/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

603 E. Broadway St, Prosper, TX 75078

Mailing Address

Phone number

(877) 431-6997

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	756
AUM (Assets Under Management)	$ 69,347,508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

IAR

WATERFORD, CT

James Parker

MORGAN STANLEY

IAR

Franklin, TN

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Amy R. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Rose Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPR FINANCIAL & INSURANCE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2017

Current Firm

CPR FINANCIAL & INSURANCE SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CPR FINANCIAL & INSURANCE SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors