PK
Paul S. Klukas
BOLTON SECURITIES
CORAL GABLES, FL 33134
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CRD#: 6902439
PK
Professional summary
Paul Shanks Klukas, who also goes by Paul Klukas, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Coral Gables, Florida and BOLTON GLOBAL CAPITAL located in Coral Gables, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Paul has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Klukas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PAUL'S FULL-TIME JOB IS AS A SENIOR PROJECT MANAGER AT SIEMENS ENERGY, A BUSINESS INVOLVED WITH POWER-GENERATION SERVICES AND ENGINEERING. NOT INVESTMENT RELATED. BEGAN 04/06/2020. NOT CONDUCTED FROM BRANCH LOCATION. LOCATED IN ORLANDO, FLORIDA. 2) INVESTMENT ADVISOR REPRESENTATIVE OF BOLTON SECURITIES CORPORATION, PROVIDING ASSET MANAGEMENT SERVICES. TIME SPENT ON ACTIVITY VARIES AND IS BALANCED WITH COMMISSION BASED BROKERAGE BUSINESS. CONDUCTED FROM BRANCH LOCATION AND BEGAN UPON ASSOCIATION WITH BOLTON SECURITIES CORPORATION. APPROVED FOR PROVIDING ADVISORY SERVICES AT CHARLES SCHWAB. 3) OWNER AND CEO OF KAS CAPITAL CORP, ENTITY CREATED TO OPERATE SECURITIES, INVESTMENT ADVISORY, AND INSURANCE BUSINESSES AS AN S-CORP. NOT PUBLIC FACING. INVESTMENT RELATED. CONDUCTED FROM BRANCH LOCATION. TIME SPENT DOES NOT EXCEED 8-HOURS PER MONTH, 4-HOURS DURING TRADING HOURS 4) Co-owner of rental properties that are managed by spouse. Not investment related and not conducted from Branch location.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Shanks Klukas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Shanks Klukas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2018 - Present
BOLTON SECURITIES CORPORATION
Office #1: 1 Alhambra Plaza Ph Floor - Suite 1435, Coral Gables, FL 33134RIA
BD
CRD#: 129376
CORAL GABLES, FL
Current
September 7, 2018 - Present
BOLTON GLOBAL CAPITAL
Office #1: 1 Alhambra Plaza Ph Floor - Suite 1435, Coral Gables, FL 33134BD
CRD#: 15650
Coral Gables, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/23/2018)
RR
California(10/23/2018)
IAR
Florida(8/7/2018)
RR
Florida(9/7/2018)
RR
Idaho(10/23/2018)
RR
Massachusetts(10/23/2018)
RR
North Carolina(10/23/2018)
RR
Pennsylvania(10/29/2018)
RR
South Carolina(10/23/2018)
RR
Virginia(10/23/2018)
RR
Washington(10/23/2018)
RR
Wisconsin(10/23/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Coral Gables, FL 33134TRUST BUT VERIFY
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