NE
Nathaniel E. Evans
KEELER THOMAS MANAGEMENT LLC
Orem, UT 84097
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CRD#: 6902265
NE
Professional summary
Nathaniel Eugene Evans is a registered financial advisor currently at KEELER THOMAS MANAGEMENT LLC located in Orem, Utah.
Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nathaniel has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)UTAH VALLEY UNIVERSITY POSITION: Adjunct Instructor NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2018 ADDRESS: 800 W University Pkwy, Orem UT 84058, United States DESCRIPTION: I am reviewing with students the series 7 curriculum and SIE material. I am teaching the basic features of equities, bonds, options, municipal securities, and other material covered in the Series 7 exam. Purely Instructional 2)KEELER THOMAS MANAGEMENT LLC POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/1/2023 ADDRESS: 1327 S 800 E, Orem UT 84097, United States DESCRIPTION: Support Financial Advisors by completing client service related tasks, compliance, and back office related duties. 3) KEELER THOMAS MANAGEMENT LLC POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/15/2018 ADDRESS: 1327 S 800 E, Orem UT 84097, United States DESCRIPTION: I conduct investment and market analysis
CRS (Client Relationship Summary) - RIA
Click below to view Nathaniel Eugene Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2024 - Present
KEELER THOMAS MANAGEMENT LLC
Office #1: 1327 South 800 East, Orem, UT 84097RIA
CRD#: 109522
Orem, UT
Past
November 16, 2023 - January 17, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
OREM, UT
Past
September 5, 2018 - July 28, 2022
KEELER THOMAS MANAGEMENT LLC
RIA
CRD#: 109522
OREM, UT
Past
June 26, 2018 - September 5, 2018
OSAIC SERVICES, INC.
RIA
CRD#: 133763
OREM, UT
Past
April 16, 2018 - August 1, 2022
OSAIC SERVICES, INC.
BD
CRD#: 133763
OREM, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KT
KEELER THOMAS MANAGEMENT LLC
KEELER THOMAS INC | KEELER THOMAS MANAGEMENT LLC
CRD#: 109522 / SEC#: 801-100354
RIA
Registered Investment Advisory firm - (6/15/2015 Approved)California
Registered Investment Advisory firm - (7/22/2015 Terminated)Texas
Registered Investment Advisory firm - (6/22/2015 Terminated)Utah
Registered Investment Advisory firm - (6/22/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(2/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
KT
KEELER THOMAS MANAGEMENT LLC
KEELER THOMAS INC | KEELER THOMAS MANAGEMENT LLC
CRD#: 109522 / SEC#: 801-100354
RIA
Registered Investment Advisory firm - (6/15/2015 Approved)California
Registered Investment Advisory firm - (7/22/2015 Terminated)Texas
Registered Investment Advisory firm - (6/22/2015 Terminated)Utah
Registered Investment Advisory firm - (6/22/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1327 South 800 East, Orem, UT 84097
Mailing Address
Phone number
(801) 226-0800
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 839 |
| AUM (Assets Under Management) | $ 379,274,089 |
Red Flags
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Company Information
KEELER THOMAS MANAGEMENT LLC
CRD#: 109522Orem, UT 84097TRUST BUT VERIFY
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