MW
Marissa Wood
BROOKSTONE CAPITAL MANAGEMENT LLC
Land O Lakes, FL 34638
Some features on this profile are disabled
CRD#: 6902021
MW
Professional summary
Marissa Wood, who also goes by Marissa Green, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Land O Lakes, Florida.
Marissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Marissa has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marissa Green
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Administrative assistant to Edward Green at Union Financial Services, who is a registered representative with Madison Avenue Securities. This is investment related. Union Financial Services is located at 950 Chester Ave., Bldg. B, Delran, NJ 08075. I am not being compensated for this activity. I started this 7/2017. This activity consists of filing and organization and I spend about 10 hours per month on it. I am also an insurance agent at Union Financial Services, located at 950 Chester Ave., Bldg. B, Delran, NJ 08075. This activity is investment related. I started on 7/2017 and spend about 120 hours a month doing this activity. My job functions include the sale of insurance products, completing client application, filing, and client correspondence. I am compensated by commission. I also am a book keeper for the Law Offices of John Dooley. The location of this firm is 5434 King Ave. Route 38 East, Suite 202, Pennsauken, NJ 08109. I started this job on 11/2017 and spend about 10 hours a month performing the duties of writing out checks and recording bills. I am compensated through salary and this job is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Marissa Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2019 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 19337 Shumard Oak Drive Suite 101, Land O Lakes, FL 34638Office #2: 16703 Early Riser Ave, Land O Lakes, FL 34638Office #3: 950 Chester Avenue Building B, Delran, NJ 08075RIA
CRD#: 141413
Land O Lakes, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/3/2021)
IAR
New Jersey(10/2/2019)
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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